Asset manager · Beverly Hills, CA
Galliott Capital Advisors, LLC
SEC-registered investment adviser · CRD 313094 · SEC 801-120725
At a glance
Galliott Capital Advisors, LLC is an SEC-registered investment adviser based in Beverly Hills, California, with $249 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 72 individual clients. By Form ADV it is a asset manager, ranked 2,021st of 3,218 asset managers and 11,123rd of 17,210 SEC-registered advisers by assets.
Main office 310-362-3320galliott.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $249M
- Rank among asset managers
- #2,021 of 3,218
- Rank among all SEC RIAs
- #11,123 of 17,210
- Rank in California
- #1,286 of 1,873
- Individual clients
- 72
- High-net-worth clients
- 51
- Accounts
- 113
- Discretionary
- 79% of AUM
- Employees
- 6
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Antoine N. SoumaManaging Partner
- Zenia L. DelgadoCoo/ CCO
- Ahsoo AhnCao
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 51 | $111M | 44% |
| Corporations or other businesses | 31 | $61M | 24% |
| Pooled investment vehicles | 5 | $40M | 16% |
| Insurance companies | 1 | $24M | 10% |
| Pension and profit sharing plans | 4 | $8M | 3% |
| Individuals | 21 | $4M | 2% |
Private funds
Galliott Capital Advisors, LLC reports 5 private funds with $40M in gross assets: private equity funds, venture capital funds (Form ADV Item 7.B).
Disciplinary disclosures
Galliott Capital Advisors, LLC answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗galliott.com ↗
AtlasMembers
The full record on Galliott Capital Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 871 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Galliott Capital Advisors, LLC manage?
Galliott Capital Advisors, LLC reports $249 million in regulatory assets under management across 113 accounts, 79% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Galliott Capital Advisors, LLC?
Galliott Capital Advisors, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Galliott Capital Advisors, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($111 million, 51 clients); corporations or other businesses ($61 million, 31 clients); pooled investment vehicles ($40 million, 5 clients).
Does Galliott Capital Advisors, LLC manage private funds?
Yes. It reports 5 private funds with $40 million in gross assets, including private equity funds, venture capital funds.
Does Galliott Capital Advisors, LLC have any disciplinary history?
Galliott Capital Advisors, LLC answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Galliott Capital Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →