Asset manager · La Jolla, CA
Frontier Global Partners LLC
SEC-registered investment adviser · CRD 145341 · SEC 801-71279
At a glance
Frontier Global Partners LLC is an SEC-registered investment adviser based in La Jolla, California, with $713 million in regulatory assets under management as of its Form ADV filed February 27, 2026. Its largest client group by assets is state or municipal government entities, and it reports 35 individual clients. By Form ADV it is a asset manager, ranked 1,530th of 3,218 asset managers and 6,487th of 17,210 SEC-registered advisers by assets.
Main office 858-456-1440frontierglobalpartners.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $713M
- Rank among asset managers
- #1,530 of 3,218
- Rank among all SEC RIAs
- #6,487 of 17,210
- Rank in California
- #750 of 1,873
- Individual clients
- 35
- High-net-worth clients
- 35
- Accounts
- 50
- Discretionary
- 99% of AUM
- Employees
- 10
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Lawrence S. SpeidellManagement Committee Member
- Ning N. MaMember
- Horacio A. ValeirasManagement Committee Member
- David H. ScullyChief Operating Officer and Chief Compliance Officer
- David A. ValeirasManagement Committee Member
- Miral E. Kim-EMember
- William F. PriceMember
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | 9 | $540M | 76% |
| Pooled investment vehicles | 3 | $125M | 18% |
| High-net-worth individuals | 35 | $38M | 5% |
| Corporations or other businesses | – | $11M | 1% |
Private funds
Frontier Global Partners LLC reports 2 private funds with $125M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Frontier Global Partners LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗frontierglobalpartners.com ↗
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The full record on Frontier Global Partners LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,012 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Frontier Global Partners LLC manage?
Frontier Global Partners LLC reports $713 million in regulatory assets under management across 50 accounts, 99% of it on a discretionary basis, on its Form ADV filed February 27, 2026.
What kind of firm is Frontier Global Partners LLC?
Frontier Global Partners LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Frontier Global Partners LLC’s clients?
By assets, its largest client types are state or municipal government entities ($540 million, 9 clients); pooled investment vehicles ($125 million, 3 clients); high-net-worth individuals ($38 million, 35 clients).
Does Frontier Global Partners LLC manage private funds?
Yes. It reports 2 private funds with $125 million in gross assets, including hedge funds.
Does Frontier Global Partners LLC have any disciplinary history?
Frontier Global Partners LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Frontier Global Partners LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →