Private fund adviser · Melville, NY
Fincadia Advisors LLC
SEC-registered investment adviser · CRD 338396 · SEC 801-135533
At a glance
Fincadia Advisors LLC is an SEC-registered investment adviser based in Melville, New York, with $1.0 billion in regulatory assets under management as of its Form ADV filed March 6, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,305th of 4,686 private fund advisers and 5,378th of 17,210 SEC-registered advisers by assets.
Main office 646-292-5001As filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among private fund advisers
- #2,305 of 4,686
- Rank among all SEC RIAs
- #5,378 of 17,210
- Rank in New York
- #1,147 of 2,591
- Clients
- 2
- Accounts
- 2
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Donald J. BiancoManaging Member, Chief Compliance Officer
- Joon H. RheeManaging Member
- Dwayne SamboyChief Investment Officer
Custody and brokerage
Custodian
Fincadia Advisors LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Fincadia Advisors LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Arete Wealth Management as the broker-dealer its advisers are registered with.
Fincadia’s management persons, Joon Rhee , Donald Bianco and Dwayne Samboy , are registered representative s of a broker-dealer, Arete Wealth Management, LLC .
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 2 | $1.0B | 100% |
Private funds
Fincadia Advisors LLC reports 15 private funds with $1.0B in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Fincadia Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Fincadia Advisors LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 2,163 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Fincadia Advisors LLC manage?
Fincadia Advisors LLC reports $1.0 billion in regulatory assets under management across 2 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 6, 2026.
What kind of firm is Fincadia Advisors LLC?
Fincadia Advisors LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Fincadia Advisors LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($1.0 billion, 2 clients).
Does Fincadia Advisors LLC manage private funds?
Yes. It reports 15 private funds with $1.0 billion in gross assets, including private equity funds.
Does Fincadia Advisors LLC have any disciplinary history?
Fincadia Advisors LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Fincadia Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →