Wealth manager, independent · Atlanta, GA
Financial Innovations, LLC
SEC-registered investment adviser · CRD 142769 · SEC 801-67516
At a glance
Financial Innovations, LLC is an SEC-registered investment adviser based in Atlanta, Georgia, with $535 million in regulatory assets under management as of its Form ADV filed March 20, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 334 individual clients. By Form ADV it is a wealth manager, ranked 2,749th of 8,915 wealth managers and 7,555th of 17,210 SEC-registered advisers by assets.
Main office 404-458-0065financialinnovations.bizLinkedInAs filed on Form ADV
- Regulatory AUM
- $535M
- Rank among wealth managers
- #2,749 of 8,915
- Rank among all SEC RIAs
- #7,555 of 17,210
- Rank in Georgia
- #141 of 331
- Individual clients
- 334
- High-net-worth clients
- 234
- Accounts
- 1,071
- Discretionary
- 0% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Laura K. SchillingManager
- Laura K. SchillingChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Financial Innovations, LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Osaic Wealth as the broker-dealer its advisers are registered with.
Commission-based compensation earned by these Dually Registered Persons in their capacity as a registered representative of Osaic is separate and in addition to Financial Innovations, LLC's advisory fees.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 234 | $467M | 87% |
| Individuals | 100 | $38M | 7% |
| Pension and profit sharing plans | 13 | $22M | 4% |
| Corporations or other businesses | – | $4M | <1% |
| Other | 6 | $3M | <1% |
Disciplinary disclosures
Financial Innovations, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗financialinnovations.biz ↗
AtlasMembers
The full record on Financial Innovations, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 5,263 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Financial Innovations, LLC manage?
Financial Innovations, LLC reports $535 million in regulatory assets under management across 1,071 accounts, on its Form ADV filed March 20, 2026.
What kind of firm is Financial Innovations, LLC?
Financial Innovations, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Financial Innovations, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($467 million, 234 clients); individuals ($38 million, 100 clients); pension and profit sharing plans ($22 million, 13 clients).
Does Financial Innovations, LLC have any disciplinary history?
Financial Innovations, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Financial Innovations, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →