Wealth manager, independent · Chappaqua, NY
Financial Asset Management Corp
SEC-registered investment adviser · CRD 106643 · SEC 801-27858
At a glance
Financial Asset Management Corp is an SEC-registered investment adviser based in Chappaqua, New York, with $436 million in regulatory assets under management as of its Form ADV filed March 18, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 204 individual clients. By Form ADV it is a wealth manager, ranked 3,249th of 8,915 wealth managers and 8,416th of 17,210 SEC-registered advisers by assets.
Main office 914-238-8900famcorporation.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $436M
- Rank among wealth managers
- #3,249 of 8,915
- Rank among all SEC RIAs
- #8,416 of 17,210
- Rank in New York
- #1,554 of 2,591
- Individual clients
- 204
- High-net-worth clients
- 105
- Accounts
- 846
- Discretionary
- 89% of AUM
- Employees
- 3
- Advisory staff
- 3
- Offices
- 2
Owners and executives on its Form ADV
- Cindy C. DelgadoShareholder and Director of Operations & Client Services
- Scott M. KahanPresident & Chief Compliance Officer
- Viktoria KaminVice President/principal
- Edward S. HadadShareholder
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 105 | $382M | 88% |
| Individuals | 99 | $51M | 12% |
| Pension and profit sharing plans | – | $3M | <1% |
Disciplinary disclosures
Financial Asset Management Corp reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗famcorporation.com ↗
AtlasMembers
The full record on Financial Asset Management Corp
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,806 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Financial Asset Management Corp manage?
Financial Asset Management Corp reports $436 million in regulatory assets under management across 846 accounts, 89% of it on a discretionary basis, on its Form ADV filed March 18, 2026.
What kind of firm is Financial Asset Management Corp?
Financial Asset Management Corp is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Financial Asset Management Corp’s clients?
By assets, its largest client types are high-net-worth individuals ($382 million, 105 clients); individuals ($51 million, 99 clients); pension and profit sharing plans ($3 million).
Does Financial Asset Management Corp have any disciplinary history?
Financial Asset Management Corp reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Financial Asset Management Corp’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-18), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →