Asset manager
Fiduciary Advisor Advocates
Fiduciary Advisor Advocates, LLC · SEC-registered investment adviser · CRD 169039 · SEC 801-78758
At a glance
Fiduciary Advisor Advocates is an SEC-registered investment adviser based in United States, with $106 million in regulatory assets under management as of its Form ADV filed April 24, 2026. Its largest client group by assets is charitable organizations, and it reports 80 individual clients. By Form ADV it is a asset manager, ranked 2,320th of 3,218 asset managers and 15,239th of 17,210 SEC-registered advisers by assets.
faadvocates.comAs filed on Form ADV
- Regulatory AUM
- $106M
- Rank among asset managers
- #2,320 of 3,218
- Rank among all SEC RIAs
- #15,239 of 17,210
- Individual clients
- 80
- High-net-worth clients
- 15
- Accounts
- 89
- Discretionary
- 100% of AUM
- Employees
- 1
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Thomas P. MulveyCeo/chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Charitable organizations | – | $43M | 41% |
| Pension and profit sharing plans | – | $24M | 22% |
| Corporations or other businesses | – | $18M | 16% |
| Individuals | 65 | $15M | 14% |
| High-net-worth individuals | 15 | $8M | 7% |
Disciplinary disclosures
Fiduciary Advisor Advocates reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗faadvocates.com ↗
AtlasMembers
The full record on Fiduciary Advisor Advocates
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 569 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Fiduciary Advisor Advocates manage?
Fiduciary Advisor Advocates reports $106 million in regulatory assets under management across 89 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 24, 2026.
What kind of firm is Fiduciary Advisor Advocates?
Fiduciary Advisor Advocates is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Fiduciary Advisor Advocates’s clients?
By assets, its largest client types are charitable organizations ($43 million); pension and profit sharing plans ($24 million); corporations or other businesses ($18 million).
Does Fiduciary Advisor Advocates have any disciplinary history?
Fiduciary Advisor Advocates reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Fiduciary Advisor Advocates’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →