Wealth manager, independent · Plymouth, MN
Feltl Advisors
Feltl Advisors, LLC · SEC-registered investment adviser · CRD 165244 · SEC 801-77347
At a glance
Feltl Advisors is an SEC-registered investment adviser based in Plymouth, Minnesota, with $166 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is individuals, and it reports 395 individual clients. By Form ADV it is a wealth manager, ranked 6,508th of 8,915 wealth managers and 13,207th of 17,210 SEC-registered advisers by assets.
Main office 612-492-8800feltladvisors.comAs filed on Form ADV
- Regulatory AUM
- $166M
- Rank among wealth managers
- #6,508 of 8,915
- Rank among all SEC RIAs
- #13,207 of 17,210
- Rank in Minnesota
- #232 of 276
- Individual clients
- 395
- High-net-worth clients
- 0
- Accounts
- 563
- Discretionary
- 0% of AUM
- Employees
- 15
- Advisory staff
- 15
- Offices
- 3
Owners and executives on its Form ADV
- Mary J. FeltlPresident
- John C. FeltlCEO, Trustee of JCF Trust
- Mitchell J. EdwardsCOO, Corporate Secretary
- Dirk G. Van KrevelenCCO
Custody and brokerage
Custodian
Feltl Advisors’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Feltl Advisors is a hybrid RIA: 15 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Feltl & Company.
- Feltl & Company ↗CRD 6905
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 395 | $155M | 94% |
| Corporations or other businesses | 2 | $10M | 6% |
Disciplinary disclosures
Feltl Advisors answers yes to 5 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗feltladvisors.com ↗
AtlasMembers
The full record on Feltl Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,598 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Feltl Advisors manage?
Feltl Advisors reports $166 million in regulatory assets under management across 563 accounts, on its Form ADV filed March 31, 2026.
What kind of firm is Feltl Advisors?
Feltl Advisors is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Feltl Advisors’s clients?
By assets, its largest client types are individuals ($155 million, 395 clients); corporations or other businesses ($10 million, 2 clients).
Does Feltl Advisors have any disciplinary history?
Feltl Advisors answers yes to 5 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Feltl Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →