Wealth manager, independent · Germantown, TN
FCG Investment Company
SEC-registered investment adviser · CRD 308192 · SEC 801-118437
At a glance
FCG Investment Company is an SEC-registered investment adviser based in Germantown, Tennessee, with $568 million in regulatory assets under management as of its Form ADV filed September 23, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 294 individual clients. By Form ADV it is a wealth manager, ranked 2,598th of 8,915 wealth managers and 7,307th of 17,210 SEC-registered advisers by assets.
Main office 901-309-2681fcgtn.comAs filed on Form ADV
- Regulatory AUM
- $568M
- Rank among wealth managers
- #2,598 of 8,915
- Rank among all SEC RIAs
- #7,307 of 17,210
- Rank in Tennessee
- #89 of 227
- Individual clients
- 294
- High-net-worth clients
- 50
- Accounts
- 442
- Discretionary
- 50% of AUM
- Employees
- 11
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- Lloyd V. CrawfordManaging Member & Chief Compliance Officer
- Michael D. ThompsonPartner
- Jeremy S. PlylerDirector of Retirement Plan Marketing
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 57 | $281M | 49% |
| High-net-worth individuals | 50 | $191M | 34% |
| Individuals | 244 | $97M | 17% |
Disciplinary disclosures
FCG Investment Company answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗fcgtn.com ↗
AtlasMembers
The full record on FCG Investment Company
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 5,090 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does FCG Investment Company manage?
FCG Investment Company reports $568 million in regulatory assets under management across 442 accounts, 50% of it on a discretionary basis, on its Form ADV filed September 23, 2026.
What kind of firm is FCG Investment Company?
FCG Investment Company is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are FCG Investment Company’s clients?
By assets, its largest client types are pension and profit sharing plans ($281 million, 57 clients); high-net-worth individuals ($191 million, 50 clients); individuals ($97 million, 244 clients).
Does FCG Investment Company have any disciplinary history?
FCG Investment Company answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is FCG Investment Company’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →