Asset manager · Tampa, FL
FAI Capital Management
FAI Capital Management, Inc. · SEC-registered investment adviser · CRD 147025 · SEC 801-69624
At a glance
FAI Capital Management is an SEC-registered investment adviser based in Tampa, Florida, with $842 million in regulatory assets under management as of its Form ADV filed September 8, 2026. Its largest client group by assets is state or municipal government entities. By Form ADV it is a asset manager, ranked 1,441st of 3,218 asset managers and 5,926th of 17,210 SEC-registered advisers by assets.
Main office 813-874-6621As filed on Form ADV
- Regulatory AUM
- $842M
- Rank among asset managers
- #1,441 of 3,218
- Rank among all SEC RIAs
- #5,926 of 17,210
- Rank in Florida
- #304 of 1,090
- Clients
- 7
- Accounts
- 12
- Discretionary
- 0% of AUM
- Employees
- 5
- Advisory staff
- 3
- Offices
- 2
Owners and executives on its Form ADV
- Jerry W. FordPresident/chief Compliance Officer
- William S. ReedSenior Vice President
- Jonathan W. FordSenior Vice President
- Andrew A. MathesSenior Vice President
Custody and brokerage
Custodian
FAI Capital Management’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | 7 | $842M | 100% |
Disciplinary disclosures
FAI Capital Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on FAI Capital Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,015 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does FAI Capital Management manage?
FAI Capital Management reports $842 million in regulatory assets under management across 12 accounts, on its Form ADV filed September 8, 2026.
What kind of firm is FAI Capital Management?
FAI Capital Management is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are FAI Capital Management’s clients?
By assets, its largest client types are state or municipal government entities ($842 million, 7 clients).
Does FAI Capital Management have any disciplinary history?
FAI Capital Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is FAI Capital Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-08), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →