Wealth manager, independent · Independence, OH
Enza Financial, LLC
SEC-registered investment adviser · CRD 315827 · SEC 801-125885
At a glance
Enza Financial, LLC is an SEC-registered investment adviser based in Independence, Ohio, with $191 million in regulatory assets under management as of its Form ADV filed March 2, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 198 individual clients. By Form ADV it is a wealth manager, ranked 5,967th of 8,915 wealth managers and 12,470th of 17,210 SEC-registered advisers by assets.
Main office 216-236-0700enzafinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $191M
- Rank among wealth managers
- #5,967 of 8,915
- Rank among all SEC RIAs
- #12,470 of 17,210
- Rank in Ohio
- #302 of 403
- Individual clients
- 198
- High-net-worth clients
- 45
- Accounts
- 339
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Joseph R. CreaPresident
- Linda A. CahillPrincipal
- Scott G. FischerSenior Investment Consultant
- Katherine E ReedChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Enza Financial, LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names M Holdings Securities as the broker-dealer its advisers are registered with.
investment advice on behalf of our firm may be registered representatives with M Holdings Securities, Inc., a securities broker-dealer, and a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corp
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 45 | $130M | 68% |
| Individuals | 153 | $35M | 18% |
| Pension and profit sharing plans | – | $13M | 7% |
| Corporations or other businesses | – | $13M | 7% |
| Charitable organizations | – | $1M | <1% |
Disciplinary disclosures
Enza Financial, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Other
Form ADV and brochures on the SEC’s adviser search ↗enzafinancial.com ↗
AtlasMembers
The full record on Enza Financial, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 5,899 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Enza Financial, LLC manage?
Enza Financial, LLC reports $191 million in regulatory assets under management across 339 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 2, 2026.
What kind of firm is Enza Financial, LLC?
Enza Financial, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Enza Financial, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($130 million, 45 clients); individuals ($35 million, 153 clients); pension and profit sharing plans ($13 million).
Does Enza Financial, LLC have any disciplinary history?
Enza Financial, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Enza Financial, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →