Wealth manager, independent
Ember L. Flack, JD, CFP, CLU, Chfc
Flack, Ember Louise · SEC-registered investment adviser · CRD 114269 · SEC 801-62800
At a glance
Ember L. Flack, JD, CFP, CLU, Chfc is an SEC-registered investment adviser based in United States, with $180 million in regulatory assets under management as of its Form ADV filed April 2, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 40 individual clients. By Form ADV it is a wealth manager, ranked 6,191st of 8,915 wealth managers and 12,774th of 17,210 SEC-registered advisers by assets.
- Regulatory AUM
- $180M
- Rank among wealth managers
- #6,191 of 8,915
- Rank among all SEC RIAs
- #12,774 of 17,210
- Individual clients
- 40
- High-net-worth clients
- 40
- Accounts
- 40
- Discretionary
- 0% of AUM
- Employees
- 3
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Ember L. FlackPrincipal, Chief Compliance Officer
Custody and brokerage
Custodian
Ember L. Flack, JD, CFP, CLU, Chfc’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 40 | $180M | 100% |
Disciplinary disclosures
Ember L. Flack, JD, CFP, CLU, Chfc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Ember L. Flack, JD, CFP, CLU, Chfc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,764 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Ember L. Flack, JD, CFP, CLU, Chfc manage?
Ember L. Flack, JD, CFP, CLU, Chfc reports $180 million in regulatory assets under management across 40 accounts, on its Form ADV filed April 2, 2026.
What kind of firm is Ember L. Flack, JD, CFP, CLU, Chfc?
Ember L. Flack, JD, CFP, CLU, Chfc is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Ember L. Flack, JD, CFP, CLU, Chfc’s clients?
By assets, its largest client types are high-net-worth individuals ($180 million, 40 clients).
Does Ember L. Flack, JD, CFP, CLU, Chfc have any disciplinary history?
Ember L. Flack, JD, CFP, CLU, Chfc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Ember L. Flack, JD, CFP, CLU, Chfc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →