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Asset manager · Irwin, PA

Duncan Financial Planning Advisors

Duncan Financial Group LLC · SEC-registered investment adviser · CRD 309454 · SEC 801-119284

At a glance

Duncan Financial Planning Advisors is an SEC-registered investment adviser based in Irwin, Pennsylvania, with $0 in regulatory assets under management as of its Form ADV filed March 10, 2026. It reports 3 individual clients. By Form ADV it is a asset manager, ranked 2,718th of 3,218 asset managers and 16,701st of 17,210 SEC-registered advisers by assets.

Main office 724-863-3420As filed on Form ADV

Regulatory AUM
$0M
Rank among asset managers
#2,718 of 3,218
Rank among all SEC RIAs
#16,701 of 17,210
Rank in Pennsylvania
#552 of 564
Individual clients
3
High-net-worth clients
0
Accounts
0
Discretionary
0% of AUM
Employees
16
Advisory staff
0
Offices
80

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Duncan Financial Planning Advisors’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Duncan Financial Planning Advisors is a hybrid RIA: 16 of its employees are also registered representatives of a broker-dealer.

Its Form ADV brochure (filed March 2026) names Cambridge Investment Research as the broker-dealer its advisers are registered with.

In addition to being licensed as investment adviser representatives of CIRA, Financial Professionals may be registered representatives of CIRA’s affiliated broker-dealer, Cambridge Investment Research, Inc.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Individuals3$0M–

Disciplinary disclosures

Duncan Financial Planning Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Other services

How it’s paid

  • Hourly charges
  • Fixed fees
  • Other

Form ADV and brochures on the SEC’s adviser search ↗

AtlasMembers

The full record on Duncan Financial Planning Advisors

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 5 years of filings
Locked
Growth over one, three and five years
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Rank against 626 peers of its type and size
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Owners and executives, with titles and stakes
3 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
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Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Duncan Financial Planning Advisors manage?

Duncan Financial Planning Advisors reports $0 in regulatory assets under management, on its Form ADV filed March 10, 2026.

What kind of firm is Duncan Financial Planning Advisors?

Duncan Financial Planning Advisors is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Who are Duncan Financial Planning Advisors’s clients?

By assets, its largest client types are individuals ($0, 3 clients).

Does Duncan Financial Planning Advisors have any disciplinary history?

Duncan Financial Planning Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Duncan Financial Planning Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →