Wealth manager, independent · Palm Beach, FL
Dudley & Shanley, Inc.
SEC-registered investment adviser · CRD 157515 · SEC 801-72572
At a glance
Dudley & Shanley, Inc. is an SEC-registered investment adviser based in Palm Beach, Florida, with $747 million in regulatory assets under management as of its Form ADV filed March 5, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 45 individual clients. By Form ADV it is a wealth manager, ranked 2,033rd of 8,915 wealth managers and 6,333rd of 17,210 SEC-registered advisers by assets.
Main office 561-855-4742dudleyshanley.comAs filed on Form ADV
- Regulatory AUM
- $747M
- Rank among wealth managers
- #2,033 of 8,915
- Rank among all SEC RIAs
- #6,333 of 17,210
- Rank in Florida
- #333 of 1,090
- Individual clients
- 45
- High-net-worth clients
- 45
- Accounts
- 51
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 3
- Offices
- 3
Owners and executives on its Form ADV
- Henry C. DudleyChairman
- Frank E. ShanleyPresident
- Gregory R. GreeneSenior Vice President, Treasurer, Chief Compliance Officer
- Christiane C McNamaraVice President, Secretary and Assistant Treasurer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 45 | $423M | 57% |
| Pooled investment vehicles | 3 | $261M | 35% |
| Charitable organizations | 3 | $63M | 8% |
Private funds
Dudley & Shanley, Inc. reports 3 private funds with $261M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Dudley & Shanley, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗dudleyshanley.com ↗
AtlasMembers
The full record on Dudley & Shanley, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 4,316 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Dudley & Shanley, Inc. manage?
Dudley & Shanley, Inc. reports $747 million in regulatory assets under management across 51 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 5, 2026.
What kind of firm is Dudley & Shanley, Inc.?
Dudley & Shanley, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Dudley & Shanley, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($423 million, 45 clients); pooled investment vehicles ($261 million, 3 clients); charitable organizations ($63 million, 3 clients).
Does Dudley & Shanley, Inc. manage private funds?
Yes. It reports 3 private funds with $261 million in gross assets, including other private funds.
Does Dudley & Shanley, Inc. have any disciplinary history?
Dudley & Shanley, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Dudley & Shanley, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-05), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →