Asset manager · New Orleans, LA
Doucet Asset Management, LLC
SEC-registered investment adviser · CRD 141546 · SEC 801-132665
At a glance
Doucet Asset Management, LLC is an SEC-registered investment adviser based in New Orleans, Louisiana, with $121 million in regulatory assets under management as of its Form ADV filed March 19, 2026. Its largest client group by assets is corporations or other businesses, and it reports 41 individual clients. By Form ADV it is a asset manager, ranked 2,276th of 3,218 asset managers and 14,686th of 17,210 SEC-registered advisers by assets.
Main office 205-414-9788doucetcapital.comAs filed on Form ADV
- Regulatory AUM
- $121M
- Rank among asset managers
- #2,276 of 3,218
- Rank among all SEC RIAs
- #14,686 of 17,210
- Rank in Louisiana
- #76 of 82
- Individual clients
- 41
- High-net-worth clients
- 6
- Accounts
- 48
- Discretionary
- 30% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Christopher L. DoucetCEO
- Suzette A. DoucetCFO
- Rebecca B. PurvisChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Doucet Asset Management, LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Institutional Securities, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
In this capacity, our advisory agents sell securities through Institutional Securities Corporation and receive normal and customary commissions because of such purchases and sales.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 7 | $86M | 71% |
| High-net-worth individuals | 6 | $26M | 21% |
| Individuals | 35 | $9M | 7% |
Disciplinary disclosures
Doucet Asset Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗doucetcapital.com ↗
AtlasMembers
The full record on Doucet Asset Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 619 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Doucet Asset Management, LLC manage?
Doucet Asset Management, LLC reports $121 million in regulatory assets under management across 48 accounts, 30% of it on a discretionary basis, on its Form ADV filed March 19, 2026.
What kind of firm is Doucet Asset Management, LLC?
Doucet Asset Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Doucet Asset Management, LLC’s clients?
By assets, its largest client types are corporations or other businesses ($86 million, 7 clients); high-net-worth individuals ($26 million, 6 clients); individuals ($9 million, 35 clients).
Does Doucet Asset Management, LLC have any disciplinary history?
Doucet Asset Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Doucet Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →