Wealth manager, independent · Miami, FL
Dara Capital US, Inc.
SEC-registered investment adviser · CRD 153544 · SEC 801-71575
At a glance
Dara Capital US, Inc. is an SEC-registered investment adviser based in Miami, Florida, with $563 million in regulatory assets under management as of its Form ADV filed March 6, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 52 individual clients. By Form ADV it is a wealth manager, ranked 2,624th of 8,915 wealth managers and 7,347th of 17,210 SEC-registered advisers by assets.
Main office 646-779-9760daracapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $563M
- Rank among wealth managers
- #2,624 of 8,915
- Rank among all SEC RIAs
- #7,347 of 17,210
- Rank in Florida
- #396 of 1,090
- Individual clients
- 52
- High-net-worth clients
- 48
- Accounts
- 58
- Discretionary
- 33% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Anton J. KnechtChief Executive Officer, Director
- David A. SiggDirector of Investments, Director
- Barthelemy L. HelgChief Compliance Officer
Custody and brokerage
Custodian
Dara Capital US, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 48 | $411M | 73% |
| Corporations or other businesses | 5 | $143M | 25% |
| Charitable organizations | 1 | $6M | 1% |
| Individuals | 4 | $3M | <1% |
Disciplinary disclosures
Dara Capital US, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗daracapital.com ↗
AtlasMembers
The full record on Dara Capital US, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,116 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Dara Capital US, Inc. manage?
Dara Capital US, Inc. reports $563 million in regulatory assets under management across 58 accounts, 33% of it on a discretionary basis, on its Form ADV filed March 6, 2026.
What kind of firm is Dara Capital US, Inc.?
Dara Capital US, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Dara Capital US, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($411 million, 48 clients); corporations or other businesses ($143 million, 5 clients); charitable organizations ($6 million, 1 clients).
Does Dara Capital US, Inc. have any disciplinary history?
Dara Capital US, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Dara Capital US, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →