Asset manager · Greenwood Village, CO
Cresalta Investment Management, Inc.
SEC-registered investment adviser · CRD 339872 · SEC 801-135425
At a glance
Cresalta Investment Management, Inc. is an SEC-registered investment adviser based in Greenwood Village, Colorado, with $323 million in regulatory assets under management as of its Form ADV filed June 26, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 1,894th of 3,218 asset managers and 9,796th of 17,210 SEC-registered advisers by assets.
Main office 303-498-9699cresalta.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $323M
- Rank among asset managers
- #1,894 of 3,218
- Rank among all SEC RIAs
- #9,796 of 17,210
- Rank in Colorado
- #182 of 359
- Clients
- 3
- Accounts
- 128
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Michael D. BergmannDirector, CEO, President, Chief Compliance Officer, Treasurer
- Earl L. WrightDirector
- Sheryl L BollingerDirector
- Joshua D StevensDirector, Chief Investment Officer, SR. VP
- Michael S WrightDirector
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 2 | $227M | 70% |
| Banking or thrift institutions | 1 | $97M | 30% |
Disciplinary disclosures
Cresalta Investment Management, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗cresalta.com ↗
AtlasMembers
The full record on Cresalta Investment Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 936 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
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Background
Questions
How much does Cresalta Investment Management, Inc. manage?
Cresalta Investment Management, Inc. reports $323 million in regulatory assets under management across 128 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 26, 2026.
What kind of firm is Cresalta Investment Management, Inc.?
Cresalta Investment Management, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are Cresalta Investment Management, Inc.’s clients?
By assets, its largest client types are investment companies ($227 million, 2 clients); banking or thrift institutions ($97 million, 1 clients).
Does Cresalta Investment Management, Inc. have any disciplinary history?
Cresalta Investment Management, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Cresalta Investment Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →