Asset manager · Vancouver, BC, Canada
Connor Clark & Lunn Investment Management LTD
SEC-registered investment adviser · CRD 107557 · SEC 801-79433
At a glance
Connor Clark & Lunn Investment Management LTD is an SEC-registered investment adviser based in Vancouver, BC, Canada, with $85.6 billion in regulatory assets under management as of its Form ADV filed August 26, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a asset manager, ranked 150th of 3,218 asset managers and 297th of 17,210 SEC-registered advisers by assets.
Main office 604-685-2020cclgroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $86B
- Rank among asset managers
- #150 of 3,218
- Rank among all SEC RIAs
- #297 of 17,210
- Clients
- 207
- Accounts
- 362
- Discretionary
- 100% of AUM
- Employees
- 155
- Advisory staff
- 56
- Offices
- 3
Owners and executives on its Form ADV
- Martin L. GerberDirector & President
- John W. StoddartDirector & Vice President
- Patrick D. RobitailleCorporate Secretary
- Steven B. HuangDirector & Vice President
- Derrick P. CroweChief Compliance Officer
- Gary J SimonetteVice President
- Jennifer DrakeDirector
- Stephen E. ReynoldsVice President
- Eric R. HasenauerSN. Vice President,co-Head
- Timothy M. MarzecVice President
- Michael J. WalshDirector
- Andrew D. ZimcikDirector
Custody and brokerage
Broker-dealer
Hybrid RIA
Connor Clark & Lunn Investment Management LTD is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 28 | $30B | 35% |
| State or municipal government entities | 23 | $18B | 21% |
| Pension and profit sharing plans | 91 | $14B | 16% |
| Insurance companies | 14 | $10B | 12% |
| Other investment advisers | – | $5.9B | 7% |
| Sovereign wealth funds and foreign official institutions | – | $4.7B | 5% |
| Charitable organizations | 33 | $1.6B | 2% |
| Corporations or other businesses | 18 | $1.2B | 1% |
| High-net-worth individuals | – | $41M | <1% |
| Other | – | $22M | <1% |
Private funds
Connor Clark & Lunn Investment Management LTD reports 10 private funds with $16B in gross assets: hedge funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Connor Clark & Lunn Investment Management LTD answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗cclgroup.com ↗
AtlasMembers
The full record on Connor Clark & Lunn Investment Management LTD
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 246 peers of its type and size
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- Owners and executives, with titles and stakes
- 16 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Connor Clark & Lunn Investment Management LTD manage?
Connor Clark & Lunn Investment Management LTD reports $85.6 billion in regulatory assets under management across 362 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 26, 2026.
What kind of firm is Connor Clark & Lunn Investment Management LTD?
Connor Clark & Lunn Investment Management LTD is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Connor Clark & Lunn Investment Management LTD’s clients?
By assets, its largest client types are pooled investment vehicles ($30.0 billion, 28 clients); state or municipal government entities ($18.3 billion, 23 clients); pension and profit sharing plans ($13.5 billion, 91 clients).
Does Connor Clark & Lunn Investment Management LTD manage private funds?
Yes. It reports 10 private funds with $16.1 billion in gross assets, including hedge funds, other private funds.
Does Connor Clark & Lunn Investment Management LTD have any disciplinary history?
Connor Clark & Lunn Investment Management LTD answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Connor Clark & Lunn Investment Management LTD’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →