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Est. 2026The front page of wealth managementNew York

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RIA comparison · SEC Form ADV

United Capital Financial Advisors vs Integrated Wealth Concepts LLC

Two independent wealth managers side by side: assets, clients, staff, services and fees, from each firm’s own filing.

The short answer

United Capital Financial Advisors is the larger of the two, with $25B in regulatory assets to $24B at Integrated Wealth Concepts LLC, 5% more than its rival, by their latest Form ADV filings. Integrated Wealth Concepts LLC reports more individual clients (29,187 vs 24,837), while United Capital Financial Advisors’ clients hold more on average (about $830,000 each against $780,000). United Capital Financial Advisors is based in Irving, Texas and Integrated Wealth Concepts LLC in Waltham, Massachusetts.

FigureUnited Capital Financial AdvisorsIntegrated Wealth Concepts LLC
Regulatory AUM$25B$24B
National rank#41#42
HeadquartersIrving, TexasWaltham, Massachusetts
Individual clients24,83729,187
High-net-worth clients1,93710,429
Average client assets$830,000$780,000
Accounts45,10665,563
Discretionary91% of AUM100% of AUM
Employees289493
Advisory staff162491
Clients per advisory employee15359
Offices47121
Form ADV filed2026-06-152026-08-03

United Capital Financial Advisors

Full profile →

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Portfolio management for businesses and institutions
  • Pension consulting
  • Selecting other advisers
  • Periodicals or newsletters
  • Educational seminars and workshops
  • Other services

How it’s paid

  • A percentage of assets under management
  • Hourly charges
  • Fixed fees

Integrated Wealth Concepts LLC

Full profile →

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Pension consulting
  • Selecting other advisers
  • Educational seminars and workshops

How it’s paid

  • A percentage of assets under management
  • Hourly charges
  • Fixed fees

Questions

Which is bigger, United Capital Financial Advisors or Integrated Wealth Concepts LLC?

United Capital Financial Advisors, with $25B in regulatory assets under management against $24B at Integrated Wealth Concepts LLC. Nationally they rank #41 and #42 among 5,657 independent wealth management RIAs.

How many clients do United Capital Financial Advisors and Integrated Wealth Concepts LLC have?

United Capital Financial Advisors reports 24,837 individual clients (1,937 high-net-worth) with 162 advisory employees; Integrated Wealth Concepts LLC reports 29,187 (10,429 high-net-worth) with 491 advisory employees.

How do United Capital Financial Advisors and Integrated Wealth Concepts LLC charge clients?

They list the same forms of compensation on Form ADV: a percentage of assets under management; hourly charges; fixed fees. Fee schedules and minimums are in each firm’s Form ADV Part 2A brochure.

What services do United Capital Financial Advisors and Integrated Wealth Concepts LLC offer?

United Capital Financial Advisors lists portfolio management for businesses and institutions; periodicals or newsletters; other services, which Integrated Wealth Concepts LLC does not. Both offer financial planning; portfolio management for individuals and small businesses; pension consulting; selecting other advisers; educational seminars and workshops.

More comparisons

Where these numbers come from

Every figure is the firm’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Average client assets divide the assets held for individual and high-net-worth clients by their number. Ranks compare each firm with all US-based independent wealth management RIAs, the same field as The Largest RIAs. Figures can lag recent deals and market moves.

Not an endorsement or a recommendation of either firm. Before hiring an adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search: United Capital Financial Advisors ↗, Integrated Wealth Concepts LLC ↗. How to check a financial advisor →