Asset manager · Denver, CO
Collegiate Peaks Asset Management, LLC
SEC-registered investment adviser · CRD 322086 · SEC 801-126197
At a glance
Collegiate Peaks Asset Management, LLC is an SEC-registered investment adviser based in Denver, Colorado, with $365 million in regulatory assets under management as of its Form ADV filed March 13, 2026. Its largest client group by assets is other. By Form ADV it is a asset manager, ranked 1,834th of 3,218 asset managers and 9,228th of 17,210 SEC-registered advisers by assets.
Main office 303-801-3549cpamllc.comAs filed on Form ADV
- Regulatory AUM
- $365M
- Rank among asset managers
- #1,834 of 3,218
- Rank among all SEC RIAs
- #9,228 of 17,210
- Rank in Colorado
- #172 of 359
- Clients
- 6
- Accounts
- 6
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Michael L. O'SheaChief Investment Officer
- Joseph M. RusbarskyChief Compliance Officer
- Charles E. LaarsenChief Operating Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other | 4 | $262M | 72% |
| Pooled investment vehicles | 1 | $52M | 14% |
| Insurance companies | 1 | $51M | 14% |
Private funds
Collegiate Peaks Asset Management, LLC reports 1 private funds with $52M in gross assets: real estate funds (Form ADV Item 7.B).
Disciplinary disclosures
Collegiate Peaks Asset Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗cpamllc.com ↗
AtlasMembers
The full record on Collegiate Peaks Asset Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 959 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Collegiate Peaks Asset Management, LLC manage?
Collegiate Peaks Asset Management, LLC reports $365 million in regulatory assets under management across 6 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 13, 2026.
What kind of firm is Collegiate Peaks Asset Management, LLC?
Collegiate Peaks Asset Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Collegiate Peaks Asset Management, LLC’s clients?
By assets, its largest client types are other ($262 million, 4 clients); pooled investment vehicles ($52 million, 1 clients); insurance companies ($51 million, 1 clients).
Does Collegiate Peaks Asset Management, LLC manage private funds?
Yes. It reports 1 private funds with $52 million in gross assets, including real estate funds.
Does Collegiate Peaks Asset Management, LLC have any disciplinary history?
Collegiate Peaks Asset Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Collegiate Peaks Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →