Wealth manager, independent · New York, NY
Collaborative Capital Advisors LLC
SEC-registered investment adviser · CRD 337588 · SEC 801-134166
At a glance
Collaborative Capital Advisors LLC is an SEC-registered investment adviser based in New York, New York, with $388 million in regulatory assets under management as of its Form ADV filed July 13, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 17 individual clients. By Form ADV it is a wealth manager, ranked 3,596th of 8,915 wealth managers and 8,946th of 17,210 SEC-registered advisers by assets.
Main office 646-933-5730collaborativecapitaladvisors.comAs filed on Form ADV
- Regulatory AUM
- $388M
- Rank among wealth managers
- #3,596 of 8,915
- Rank among all SEC RIAs
- #8,946 of 17,210
- Rank in New York
- #1,620 of 2,591
- Individual clients
- 17
- High-net-worth clients
- 17
- Accounts
- 40
- Discretionary
- 61% of AUM
- Employees
- 5
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Nathan P. RomanoCo-Ceo
- Jonathan M. BergmanCo-Ceo
- Michael J. MoriartyChief Investment Officer
- Thomas G. KennedyChief Compliance Officer
- Jamie I. GrossmanChief Operating Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 17 | $382M | 98% |
| Pooled investment vehicles | 1 | $5M | 1% |
| Individuals | – | $1M | <1% |
Private funds
Collaborative Capital Advisors LLC reports 1 private funds with $5M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Collaborative Capital Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗collaborativecapitaladvisors.com ↗
AtlasMembers
The full record on Collaborative Capital Advisors LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 6,106 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 6Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Collaborative Capital Advisors LLC manage?
Collaborative Capital Advisors LLC reports $388 million in regulatory assets under management across 40 accounts, 61% of it on a discretionary basis, on its Form ADV filed July 13, 2026.
What kind of firm is Collaborative Capital Advisors LLC?
Collaborative Capital Advisors LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Collaborative Capital Advisors LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($382 million, 17 clients); pooled investment vehicles ($5 million, 1 clients); individuals ($916,972).
Does Collaborative Capital Advisors LLC manage private funds?
Yes. It reports 1 private funds with $5 million in gross assets, including private equity funds.
Does Collaborative Capital Advisors LLC have any disciplinary history?
Collaborative Capital Advisors LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Collaborative Capital Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →