Asset manager · New York, NY
Clear Haven Capital Management, LLC
SEC-registered investment adviser · CRD 149165 · SEC 801-114895
At a glance
Clear Haven Capital Management, LLC is an SEC-registered investment adviser based in New York, New York, with $2.2 billion in regulatory assets under management as of its Form ADV filed June 29, 2026. Its largest client group by assets is insurance companies, and it reports 4 individual clients. By Form ADV it is a asset manager, ranked 1,017th of 3,218 asset managers and 3,453rd of 17,210 SEC-registered advisers by assets.
Main office 332-240-0416clearhavencm.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.2B
- Rank among asset managers
- #1,017 of 3,218
- Rank among all SEC RIAs
- #3,453 of 17,210
- Rank in New York
- #823 of 2,591
- Individual clients
- 4
- High-net-worth clients
- 4
- Accounts
- 35
- Discretionary
- 98% of AUM
- Employees
- 16
- Advisory staff
- 6
- Offices
- 2
Owners and executives on its Form ADV
- Alexander B. BashanPartner, Head of Public Credit
- Mark D. SimmerManaging Partner, Chief Investment Officer
- Brandon H. ShinChief Operating Officer, Chief Financial Officer, Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | 20 | $1.4B | 62% |
| Pooled investment vehicles | 11 | $824M | 38% |
| High-net-worth individuals | 4 | $6M | <1% |
Private funds
Clear Haven Capital Management, LLC reports 7 private funds with $618M in gross assets: hedge funds, private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Clear Haven Capital Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗clearhavencm.com ↗
AtlasMembers
The full record on Clear Haven Capital Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 903 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Clear Haven Capital Management, LLC manage?
Clear Haven Capital Management, LLC reports $2.2 billion in regulatory assets under management across 35 accounts, 98% of it on a discretionary basis, on its Form ADV filed June 29, 2026.
What kind of firm is Clear Haven Capital Management, LLC?
Clear Haven Capital Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Clear Haven Capital Management, LLC’s clients?
By assets, its largest client types are insurance companies ($1.4 billion, 20 clients); pooled investment vehicles ($824 million, 11 clients); high-net-worth individuals ($6 million, 4 clients).
Does Clear Haven Capital Management, LLC manage private funds?
Yes. It reports 7 private funds with $618 million in gross assets, including hedge funds, private equity funds.
Does Clear Haven Capital Management, LLC have any disciplinary history?
Clear Haven Capital Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Clear Haven Capital Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →