Wealth manager, independent · Mount Kisco, NY
Clarity Investments + Planning LLC
SEC-registered investment adviser · CRD 148888 · SEC 801-69808
At a glance
Clarity Investments + Planning LLC is an SEC-registered investment adviser based in Mount Kisco, New York, with $141 million in regulatory assets under management as of its Form ADV filed March 24, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 90 individual clients. By Form ADV it is a wealth manager, ranked 7,105th of 8,915 wealth managers and 13,966th of 17,210 SEC-registered advisers by assets.
Main office 212-730-7029clarityinv.comAs filed on Form ADV
- Regulatory AUM
- $141M
- Rank among wealth managers
- #7,105 of 8,915
- Rank among all SEC RIAs
- #13,966 of 17,210
- Rank in New York
- #2,054 of 2,591
- Individual clients
- 90
- High-net-worth clients
- 42
- Accounts
- 268
- Discretionary
- 99% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 2
Owners and executives on its Form ADV
- Antonia S. ClearwatersPresident and Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 42 | $109M | 77% |
| Individuals | 48 | $32M | 23% |
Disciplinary disclosures
Clarity Investments + Planning LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗clarityinv.com ↗
AtlasMembers
The full record on Clarity Investments + Planning LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,244 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Clarity Investments + Planning LLC manage?
Clarity Investments + Planning LLC reports $141 million in regulatory assets under management across 268 accounts, 99% of it on a discretionary basis, on its Form ADV filed March 24, 2026.
What kind of firm is Clarity Investments + Planning LLC?
Clarity Investments + Planning LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Clarity Investments + Planning LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($109 million, 42 clients); individuals ($32 million, 48 clients).
Does Clarity Investments + Planning LLC have any disciplinary history?
Clarity Investments + Planning LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Clarity Investments + Planning LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →