Wealth manager, independent · Montrose, CO
Cimarron Wealth Management, Inc.
SEC-registered investment adviser · CRD 299627 · SEC 801-116955
At a glance
Cimarron Wealth Management, Inc. is an SEC-registered investment adviser based in Montrose, Colorado, with $327 million in regulatory assets under management as of its Form ADV filed May 13, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 552 individual clients. By Form ADV it is a wealth manager, ranked 4,118th of 8,915 wealth managers and 9,748th of 17,210 SEC-registered advisers by assets.
Main office 970-249-9882As filed on Form ADV
- Regulatory AUM
- $327M
- Rank among wealth managers
- #4,118 of 8,915
- Rank among all SEC RIAs
- #9,748 of 17,210
- Rank in Colorado
- #180 of 359
- Individual clients
- 552
- High-net-worth clients
- 74
- Accounts
- 574
- Discretionary
- 94% of AUM
- Employees
- 14
- Advisory staff
- 7
- Offices
- 5
Owners and executives on its Form ADV
- Kevin S. SanderfordPresident
- Betty J. TomlinsonVice President
- Michael J. MurphyInvestment Adviser Representative
- Ashley N. DejulioChief Compliance Officer
- Lincoln W. AndersonInvestment Adviser Representative
- Kyle A. KyburzInvestment Adviser Representative
Custody and brokerage
Broker-dealer
Hybrid RIA
Cimarron Wealth Management, Inc. is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed May 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Registered Representative of a Broker-Dealer Some of our representatives are also registered representatives of LPL Financial, a securities broker - dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 74 | $170M | 52% |
| Individuals | 478 | $134M | 41% |
| Pension and profit sharing plans | 10 | $20M | 6% |
| Charitable organizations | – | $2M | <1% |
| Corporations or other businesses | 10 | $2M | <1% |
Disciplinary disclosures
Cimarron Wealth Management, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Cimarron Wealth Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 6,475 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Cimarron Wealth Management, Inc. manage?
Cimarron Wealth Management, Inc. reports $327 million in regulatory assets under management across 574 accounts, 94% of it on a discretionary basis, on its Form ADV filed May 13, 2026.
What kind of firm is Cimarron Wealth Management, Inc.?
Cimarron Wealth Management, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Cimarron Wealth Management, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($170 million, 74 clients); individuals ($134 million, 478 clients); pension and profit sharing plans ($20 million, 10 clients).
Does Cimarron Wealth Management, Inc. have any disciplinary history?
Cimarron Wealth Management, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Cimarron Wealth Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →