Asset manager
Cestrian Capital Research, Inc
SEC-registered investment adviser · CRD 291803 · SEC 801-112621
At a glance
Cestrian Capital Research, Inc is an SEC-registered investment adviser based in United States, with $0 in regulatory assets under management as of its Form ADV filed April 1, 2026. By Form ADV it is a asset manager, ranked 3,138th of 3,218 asset managers and 17,126th of 17,210 SEC-registered advisers by assets.
cestriancapitalresearch.comAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #3,138 of 3,218
- Rank among all SEC RIAs
- #17,126 of 17,210
- Clients
- 0
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 1
- Advisory staff
- 1
- Offices
- 3
Owners and executives on its Form ADV
- Alexander L. KingChief Executive Officer
- Mary J. KingOwner
Custody and brokerage
Custodian
Cestrian Capital Research, Inc’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Disciplinary disclosures
Cestrian Capital Research, Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Periodicals or newsletters
How it’s paid
- Subscription fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗cestriancapitalresearch.com ↗
AtlasMembers
The full record on Cestrian Capital Research, Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 626 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Cestrian Capital Research, Inc manage?
Cestrian Capital Research, Inc reports $0 in regulatory assets under management, on its Form ADV filed April 1, 2026.
What kind of firm is Cestrian Capital Research, Inc?
Cestrian Capital Research, Inc is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Does Cestrian Capital Research, Inc have any disciplinary history?
Cestrian Capital Research, Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Cestrian Capital Research, Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →