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Asset manager

Causey Public Finance

Causey Public Finance LLC · SEC-registered investment adviser · CRD 332123 · SEC 801-130992

At a glance

Causey Public Finance is an SEC-registered investment adviser based in United States, with $431 million in regulatory assets under management as of its Form ADV filed March 25, 2026. Its largest client group by assets is state or municipal government entities, and it reports 6 individual clients. By Form ADV it is a asset manager, ranked 1,759th of 3,218 asset managers and 8,463rd of 17,210 SEC-registered advisers by assets.

causeypublicfinance.comAs filed on Form ADV

Regulatory AUM
$431M
Rank among asset managers
#1,759 of 3,218
Rank among all SEC RIAs
#8,463 of 17,210
Individual clients
6
High-net-worth clients
6
Accounts
65
Discretionary
46% of AUM
Employees
16
Advisory staff
2
Offices
2

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Causey Public Finance’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

No broker-dealer ties

Other RIAs with no broker-dealer ties

Who it serves

Client typeClientsRegulatory AUMShare
State or municipal government entities11$423M98%
High-net-worth individuals6$8M2%

Disciplinary disclosures

Causey Public Finance reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses
  • Portfolio management for businesses and institutions

How it’s paid

  • A percentage of assets under management
  • Hourly charges
  • Fixed fees

Form ADV and brochures on the SEC’s adviser search ↗causeypublicfinance.com ↗

AtlasMembers

The full record on Causey Public Finance

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 2 years of filings
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Growth over one, three and five years
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Rank against 991 peers of its type and size
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Owners and executives, with titles and stakes
4 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
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Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Causey Public Finance manage?

Causey Public Finance reports $431 million in regulatory assets under management across 65 accounts, 46% of it on a discretionary basis, on its Form ADV filed March 25, 2026.

What kind of firm is Causey Public Finance?

Causey Public Finance is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Who are Causey Public Finance’s clients?

By assets, its largest client types are state or municipal government entities ($423 million, 11 clients); high-net-worth individuals ($8 million, 6 clients).

Does Causey Public Finance have any disciplinary history?

Causey Public Finance reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Causey Public Finance’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →