Wealth manager, wrap-program sponsor · Webster, NY
Capstone Investment Financial Group, LLC
SEC-registered investment adviser · CRD 122575 · SEC 801-67699
At a glance
Capstone Investment Financial Group, LLC is an SEC-registered investment adviser based in Webster, New York, with $175 million in regulatory assets under management as of its Form ADV filed September 24, 2026. Its largest client group by assets is individuals, and it reports 387 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 6,304th of 8,915 wealth managers and 12,930th of 17,210 SEC-registered advisers by assets.
Main office 719-477-9883capstoneinvest.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $175M
- Rank among wealth managers
- #6,304 of 8,915
- Rank among all SEC RIAs
- #12,930 of 17,210
- Rank in New York
- #1,976 of 2,591
- Individual clients
- 387
- High-net-worth clients
- 30
- Accounts
- 1,015
- Discretionary
- 97% of AUM
- Employees
- 6
- Advisory staff
- 3
- Offices
- 3
Owners and executives on its Form ADV
- James B. CornehlsenChief Executive Officer
- Ann T. ZemannChief Compliance Officer
- Elizabeth A. CornehlsenMember
- Ryan M. TurbyfillManaging Director
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 357 | $91M | 52% |
| High-net-worth individuals | 30 | $79M | 45% |
| Pooled investment vehicles | 1 | $3M | 2% |
| Charitable organizations | 4 | $1M | <1% |
Private funds
Capstone Investment Financial Group, LLC reports 1 private funds with $3M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Capstone Investment Financial Group, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗capstoneinvest.com ↗
AtlasMembers
The full record on Capstone Investment Financial Group, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,699 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Capstone Investment Financial Group, LLC manage?
Capstone Investment Financial Group, LLC reports $175 million in regulatory assets under management across 1,015 accounts, 97% of it on a discretionary basis, on its Form ADV filed September 24, 2026.
What kind of firm is Capstone Investment Financial Group, LLC?
Capstone Investment Financial Group, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Capstone Investment Financial Group, LLC’s clients?
By assets, its largest client types are individuals ($91 million, 357 clients); high-net-worth individuals ($79 million, 30 clients); pooled investment vehicles ($3 million, 1 clients).
Does Capstone Investment Financial Group, LLC manage private funds?
Yes. It reports 1 private funds with $3 million in gross assets, including hedge funds.
Does Capstone Investment Financial Group, LLC have any disciplinary history?
Capstone Investment Financial Group, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Capstone Investment Financial Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →