Private fund adviser · Charlotte, NC
Capitala Private Advisors, LLC
SEC-registered investment adviser · CRD 283527 · SEC 801-107897
At a glance
Capitala Private Advisors, LLC is an SEC-registered investment adviser based in Charlotte, North Carolina, with $505 million in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 3,026th of 4,686 private fund advisers and 7,798th of 17,210 SEC-registered advisers by assets.
Main office 704-376-5502capitalagroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $505M
- Rank among private fund advisers
- #3,026 of 4,686
- Rank among all SEC RIAs
- #7,798 of 17,210
- Rank in North Carolina
- #115 of 288
- Clients
- 12
- Accounts
- 12
- Discretionary
- 89% of AUM
- Employees
- 16
- Advisory staff
- 14
- Offices
- 3
Owners and executives on its Form ADV
- Joseph B. AlalaCEO
- Markham H. BroyhillPartner
- Kevin KoontsChief Financial Officer
- Steve ArnallPresident & Chief Operating Officer
- Kevin KoontsCCO
Custody and brokerage
Broker-dealer
Hybrid RIA
Capitala Private Advisors, LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $448M | 89% |
| Other | 8 | $57M | 11% |
Private funds
Capitala Private Advisors, LLC reports 4 private funds with $448M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Capitala Private Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗capitalagroup.com ↗
AtlasMembers
The full record on Capitala Private Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 2,289 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Capitala Private Advisors, LLC manage?
Capitala Private Advisors, LLC reports $505 million in regulatory assets under management across 12 accounts, 89% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is Capitala Private Advisors, LLC?
Capitala Private Advisors, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Capitala Private Advisors, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($448 million, 4 clients); other ($57 million, 8 clients).
Does Capitala Private Advisors, LLC manage private funds?
Yes. It reports 4 private funds with $448 million in gross assets, including private equity funds.
Does Capitala Private Advisors, LLC have any disciplinary history?
Capitala Private Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Capitala Private Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →