Wealth manager, independent · Lincoln, NE
Capital Consulting & Asset Management
Capital Consulting & Asset Management, Inc. · SEC-registered investment adviser · CRD 41438 · SEC 801-52357
At a glance
Capital Consulting & Asset Management is an SEC-registered investment adviser based in Lincoln, Nebraska, with $219 million in regulatory assets under management as of its Form ADV filed March 24, 2026. Its largest client group by assets is individuals, and it reports 180 individual clients. By Form ADV it is a wealth manager, ranked 5,493rd of 8,915 wealth managers and 11,800th of 17,210 SEC-registered advisers by assets.
Main office 402-477-2500ccam.netAs filed on Form ADV
- Regulatory AUM
- $219M
- Rank among wealth managers
- #5,493 of 8,915
- Rank among all SEC RIAs
- #11,800 of 17,210
- Rank in Nebraska
- #57 of 71
- Individual clients
- 180
- High-net-worth clients
- 85
- Accounts
- 1,988
- Discretionary
- 100% of AUM
- Employees
- 8
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Robert E. NixonPresident & Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Capital Consulting & Asset Management is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Kovack Securities as the broker-dealer its advisers are registered with.
FINANCIAL INDUSTRY ACTIVITIES AND AFFILIATIONS As previously stated, certain of our Investment Advisory Representatives are dually registered as advisory representatives of CCAM and as registered representatives of Kovack Securities, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 95 | $116M | 53% |
| High-net-worth individuals | 85 | $103M | 47% |
Disciplinary disclosures
Capital Consulting & Asset Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗ccam.net ↗
AtlasMembers
The full record on Capital Consulting & Asset Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 6,130 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Capital Consulting & Asset Management manage?
Capital Consulting & Asset Management reports $219 million in regulatory assets under management across 1,988 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 24, 2026.
What kind of firm is Capital Consulting & Asset Management?
Capital Consulting & Asset Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Capital Consulting & Asset Management’s clients?
By assets, its largest client types are individuals ($116 million, 95 clients); high-net-worth individuals ($103 million, 85 clients).
Does Capital Consulting & Asset Management have any disciplinary history?
Capital Consulting & Asset Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Capital Consulting & Asset Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →