Private fund adviser · London, United Kingdom
Cape ANN Asset Management
Cape ANN Asset Management Limited · SEC-registered investment adviser · CRD 284056 · SEC 801-107996
At a glance
Cape ANN Asset Management is an SEC-registered investment adviser based in London, United Kingdom, with $3.8 billion in regulatory assets under management as of its Form ADV filed June 17, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 1,164th of 4,686 private fund advisers and 2,495th of 17,210 SEC-registered advisers by assets.
Main office +011442034438480capeannam.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.8B
- Rank among private fund advisers
- #1,164 of 4,686
- Rank among all SEC RIAs
- #2,495 of 17,210
- Clients
- 4
- Accounts
- 4
- Discretionary
- 100% of AUM
- Employees
- 21
- Advisory staff
- 9
- Offices
- 1
Owners and executives on its Form ADV
- Jacqueline MantleShareholder
- Rainer TilkShareholder
- Jonathan BellChairman, Director and Shareholder
- John F. LynchDirector and Shareholder
- Ivana VilicnikDirector and Shareholder
- Timothy J. LinehanDirector (non-Executive)
- Geoffrey P. SummersChief Operating Officer, Director, Shareholder and Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 3 | $3.7B | 97% |
| Corporations or other businesses | 1 | $104M | 3% |
Private funds
Cape ANN Asset Management reports 3 private funds with $3.7B in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Cape ANN Asset Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗capeannam.com ↗
AtlasMembers
The full record on Cape ANN Asset Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,522 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Cape ANN Asset Management manage?
Cape ANN Asset Management reports $3.8 billion in regulatory assets under management across 4 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 17, 2026.
What kind of firm is Cape ANN Asset Management?
Cape ANN Asset Management is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Cape ANN Asset Management’s clients?
By assets, its largest client types are pooled investment vehicles ($3.7 billion, 3 clients); corporations or other businesses ($104 million, 1 clients).
Does Cape ANN Asset Management manage private funds?
Yes. It reports 3 private funds with $3.7 billion in gross assets, including other private funds.
Does Cape ANN Asset Management have any disciplinary history?
Cape ANN Asset Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Cape ANN Asset Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →