Asset manager · Houston, TX
Cap Six Advisors
Cap Six Advisors LLC · SEC-registered investment adviser · CRD 325164 · SEC 801-131815
At a glance
Cap Six Advisors is an SEC-registered investment adviser based in Houston, Texas, with $341 million in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is other investment advisers, and it reports 89 individual clients. By Form ADV it is a asset manager, ranked 1,866th of 3,218 asset managers and 9,531st of 17,210 SEC-registered advisers by assets.
Main office 281-671-7982cap-six.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $341M
- Rank among asset managers
- #1,866 of 3,218
- Rank among all SEC RIAs
- #9,531 of 17,210
- Rank in Texas
- #635 of 1,081
- Individual clients
- 89
- High-net-worth clients
- 82
- Accounts
- 128
- Discretionary
- 13% of AUM
- Employees
- 5
- Advisory staff
- 3
- Offices
- 3
Owners and executives on its Form ADV
- Rachel H. GilbertChief Operating Officer
- Jeffrey A. JorgensenChief Investment Officer and Portfolio Manager
- Catharine C. JorgensenChief Executive Officer, Chief Compliance Officer
- Todd M. ReesingChief Revenue Officer & Client PM
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | 1 | $279M | 82% |
| High-net-worth individuals | 82 | $45M | 13% |
| Other | 13 | $14M | 4% |
| Charitable organizations | 1 | $1M | <1% |
| Individuals | 7 | $1M | <1% |
| Corporations or other businesses | 3 | $1M | <1% |
Disciplinary disclosures
Cap Six Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗cap-six.com ↗
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The full record on Cap Six Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 949 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Cap Six Advisors manage?
Cap Six Advisors reports $341 million in regulatory assets under management across 128 accounts, 13% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Cap Six Advisors?
Cap Six Advisors is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Cap Six Advisors’s clients?
By assets, its largest client types are other investment advisers ($279 million, 1 clients); high-net-worth individuals ($45 million, 82 clients); other ($14 million, 13 clients).
Does Cap Six Advisors have any disciplinary history?
Cap Six Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Cap Six Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →