Wealth manager, independent · Vancouver, B.C., Canada
Cadogan Park
Cadogan Park Advisors Inc. · SEC-registered investment adviser · CRD 291546 · SEC 801-112412
At a glance
Cadogan Park is an SEC-registered investment adviser based in Vancouver, B.C., Canada, with $47 million in regulatory assets under management as of its Form ADV filed October 31, 2025. Its largest client group by assets is high-net-worth individuals, and it reports 75 individual clients. By Form ADV it is a wealth manager, ranked 8,559th of 8,915 wealth managers and 15,931st of 17,210 SEC-registered advisers by assets.
Main office 604-373-3388As filed on Form ADV
- Regulatory AUM
- $47M
- Rank among wealth managers
- #8,559 of 8,915
- Rank among all SEC RIAs
- #15,931 of 17,210
- Individual clients
- 75
- High-net-worth clients
- 15
- Accounts
- 75
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Narinder P. BainsPresident & CCO
Custody and brokerage
Custodian
Cadogan Park’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 15 | $33M | 69% |
| Individuals | 60 | $15M | 31% |
| Pooled investment vehicles | 1 | $0M | 0% |
Disciplinary disclosures
Cadogan Park answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Cadogan Park
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,645 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Cadogan Park manage?
Cadogan Park reports $47 million in regulatory assets under management across 75 accounts, 100% of it on a discretionary basis, on its Form ADV filed October 31, 2025.
What kind of firm is Cadogan Park?
Cadogan Park is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Cadogan Park’s clients?
By assets, its largest client types are high-net-worth individuals ($33 million, 15 clients); individuals ($15 million, 60 clients); pooled investment vehicles ($0, 1 clients).
Does Cadogan Park have any disciplinary history?
Cadogan Park answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Cadogan Park’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2025-10-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →