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Asset manager · Oxford, MA

Brookstone Wealth Management, Inc.

SEC-registered investment adviser · CRD 344265 · SEC 801-137415

At a glance

Brookstone Wealth Management, Inc. is an SEC-registered investment adviser based in Oxford, Massachusetts, with $0 in regulatory assets under management as of its Form ADV filed September 23, 2026. By Form ADV it is a asset manager, ranked 3,072nd of 3,218 asset managers and 17,057th of 17,210 SEC-registered advisers by assets.

Main office 508-987-0700brookstonewealthmanagement.comAs filed on Form ADV

Regulatory AUM
$0M
Rank among asset managers
#3,072 of 3,218
Rank among all SEC RIAs
#17,057 of 17,210
Rank in Massachusetts
#625 of 627
Clients
0
Accounts
0
Discretionary
0% of AUM
Employees
4
Advisory staff
1
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Brookstone Wealth Management, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Brookstone Wealth Management, Inc. is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.

Its Form ADV brochure (filed September 2026) names LPL Financial as the broker-dealer its advisers are registered with.

Farmer is also a Registered Representative of LPL Financial LLC (“LPL Financial”).

Other hybrid RIAs

Disciplinary disclosures

Brookstone Wealth Management, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Pension consulting
  • Selecting other advisers

How it’s paid

  • A percentage of assets under management
  • Hourly charges

Form ADV and brochures on the SEC’s adviser search ↗brookstonewealthmanagement.com ↗

AtlasMembers

The full record on Brookstone Wealth Management, Inc.

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff from each filing
Locked
Growth over one, three and five years
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Rank against 626 peers of its type and size
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Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Brookstone Wealth Management, Inc. manage?

Brookstone Wealth Management, Inc. reports $0 in regulatory assets under management, on its Form ADV filed September 23, 2026.

What kind of firm is Brookstone Wealth Management, Inc.?

Brookstone Wealth Management, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Does Brookstone Wealth Management, Inc. have any disciplinary history?

Brookstone Wealth Management, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Brookstone Wealth Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →