Asset manager · East Lansing, MI
Brick Capital Management Inc
SEC-registered investment adviser · CRD 107600 · SEC 801-42564
At a glance
Brick Capital Management Inc is an SEC-registered investment adviser based in East Lansing, Michigan, with $2.8 billion in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is banking or thrift institutions. By Form ADV it is a asset manager, ranked 906th of 3,218 asset managers and 2,927th of 17,210 SEC-registered advisers by assets.
Main office 517-332-7700brickinc.comAs filed on Form ADV
- Regulatory AUM
- $2.8B
- Rank among asset managers
- #906 of 3,218
- Rank among all SEC RIAs
- #2,927 of 17,210
- Rank in Michigan
- #23 of 305
- Clients
- 20
- Accounts
- 20
- Discretionary
- 0% of AUM
- Employees
- 1
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Bridget C. BaleskyVP, Chief Financial Officer, Chief Operations Officer
- Kerry E. BrickVP, Chief Compliance Officer
- Jeffrey R. BrickPresident, CEO
Custody and brokerage
Custodian
Brick Capital Management Inc’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Banking or thrift institutions | 20 | $2.8B | 100% |
Disciplinary disclosures
Brick Capital Management Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for businesses and institutions
How it’s paid
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗brickinc.com ↗
AtlasMembers
The full record on Brick Capital Management Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 833 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Brick Capital Management Inc manage?
Brick Capital Management Inc reports $2.8 billion in regulatory assets under management across 20 accounts, on its Form ADV filed March 27, 2026.
What kind of firm is Brick Capital Management Inc?
Brick Capital Management Inc is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Brick Capital Management Inc’s clients?
By assets, its largest client types are banking or thrift institutions ($2.8 billion, 20 clients).
Does Brick Capital Management Inc have any disciplinary history?
Brick Capital Management Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Brick Capital Management Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →