Broker-dealer firm · New Orleans, LA
Bellingrath Wealth Management, L.L.C.
SEC-registered investment adviser · CRD 336024 · SEC 801-132844
At a glance
Bellingrath Wealth Management, L.L.C. is an SEC-registered investment adviser based in New Orleans, Louisiana, with $196 million in regulatory assets under management as of its Form ADV filed May 6, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 186 individual clients. By Form ADV it is a broker-dealer firm, ranked 287th of 391 broker-dealer firms and 12,326th of 17,210 SEC-registered advisers by assets.
Main office 646-395-3900bellingrathwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $196M
- Rank among broker-dealer firms
- #287 of 391
- Rank among all SEC RIAs
- #12,326 of 17,210
- Rank in Louisiana
- #59 of 82
- Individual clients
- 186
- High-net-worth clients
- 70
- Accounts
- 459
- Discretionary
- 77% of AUM
- Employees
- 6
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Ryan W. SwayzePartner and Chief Operating Officer
- Christopher G. WhitePartner and Chief Compliance Officer
Custody and brokerage
Custodian
Bellingrath Wealth Management, L.L.C.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Broker-dealer named in its brochure
Its Form ADV brochure (filed April 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Associated persons of Bellingrath may also be registered representatives of LPL.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 70 | $114M | 58% |
| Pension and profit sharing plans | 18 | $46M | 23% |
| Individuals | 116 | $28M | 14% |
| Corporations or other businesses | 4 | $8M | 4% |
| Charitable organizations | 2 | $1M | <1% |
Disciplinary disclosures
Bellingrath Wealth Management, L.L.C. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗bellingrathwealth.com ↗
AtlasMembers
The full record on Bellingrath Wealth Management, L.L.C.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 148 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Bellingrath Wealth Management, L.L.C. manage?
Bellingrath Wealth Management, L.L.C. reports $196 million in regulatory assets under management across 459 accounts, 77% of it on a discretionary basis, on its Form ADV filed May 6, 2026.
What kind of firm is Bellingrath Wealth Management, L.L.C.?
Bellingrath Wealth Management, L.L.C. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Bellingrath Wealth Management, L.L.C.’s clients?
By assets, its largest client types are high-net-worth individuals ($114 million, 70 clients); pension and profit sharing plans ($46 million, 18 clients); individuals ($28 million, 116 clients).
Does Bellingrath Wealth Management, L.L.C. have any disciplinary history?
Bellingrath Wealth Management, L.L.C. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Bellingrath Wealth Management, L.L.C.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →