Wealth manager, public-company owned · Geneva, Switzerland
Baseline Wealth Management LTD.
SEC-registered investment adviser · CRD 155526 · SEC 801-72136
At a glance
Baseline Wealth Management LTD. is an SEC-registered investment adviser based in Geneva, Switzerland, with $1.1 billion in regulatory assets under management as of its Form ADV filed June 4, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 261 individual clients. By Form ADV it is a wealth manager (public-company owned), ranked 1,423rd of 8,915 wealth managers and 5,125th of 17,210 SEC-registered advisers by assets.
Main office +41581057620baselinewealth.comAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among wealth managers
- #1,423 of 8,915
- Rank among all SEC RIAs
- #5,125 of 17,210
- Individual clients
- 261
- High-net-worth clients
- 261
- Accounts
- 261
- Discretionary
- 61% of AUM
- Employees
- 13
- Advisory staff
- 9
- Offices
- 2
Owners and executives on its Form ADV
- Fabien D. DuteilChief Operating Officer
- Thierry E. GrinChief Executive Officer and Chairman
- Leo SteinerDirector
- Nathalie A. CaldelariChief Compliance Officer
- Michael P. RowlandDirector
- Thomas SteinmannBoard Member
- Cedric AguetBoard Member
- David A. KuenziDirector
Custody and brokerage
3 custodians
- Banque Pictet & CIE SA$308M46%
- UBS$217M32%
- Bank SYZ LTD$142M21%
Other RIAs using Banque Pictet & CIE SAOther multi-custodian RIAs
Broker-dealer
Broker-dealer named in its brochure
Its Form ADV brochure (filed March 2026) names Integrity Alliance, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
CFA has in vestment advisor representatives that are dually registered representatives with Integrity Alliance, LLC an unaffiliated broker -dealer registered with the SEC and a member of the Financial Industry Regulatory Authority (FINRA).
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 261 | $1.1B | 100% |
Disciplinary disclosures
Baseline Wealth Management LTD. answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗baselinewealth.com ↗
AtlasMembers
The full record on Baseline Wealth Management LTD.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 3,340 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Baseline Wealth Management LTD. manage?
Baseline Wealth Management LTD. reports $1.1 billion in regulatory assets under management across 261 accounts, 61% of it on a discretionary basis, on its Form ADV filed June 4, 2026.
What kind of firm is Baseline Wealth Management LTD.?
Baseline Wealth Management LTD. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. A public reporting company controls it.
Who are Baseline Wealth Management LTD.’s clients?
By assets, its largest client types are high-net-worth individuals ($1.1 billion, 261 clients).
Does Baseline Wealth Management LTD. have any disciplinary history?
Baseline Wealth Management LTD. answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Baseline Wealth Management LTD.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →