Asset manager · London, United Kingdom
Baring International Investment LTD
SEC-registered investment adviser · CRD 105724 · SEC 801-15160
At a glance
Baring International Investment LTD is an SEC-registered investment adviser based in London, United Kingdom, with $22.6 billion in regulatory assets under management as of its Form ADV filed July 30, 2026. Its largest client group by assets is insurance companies. By Form ADV it is a asset manager, ranked 353rd of 3,218 asset managers and 809th of 17,210 SEC-registered advisers by assets.
Main office +4402076286000barings.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $23B
- Rank among asset managers
- #353 of 3,218
- Rank among all SEC RIAs
- #809 of 17,210
- Clients
- 47
- Accounts
- 47
- Discretionary
- 100% of AUM
- Employees
- 504
- Advisory staff
- 168
- Offices
- 1
Owners and executives on its Form ADV
- Rhian C. WilliamsDirector, Secretary
- Alexander C. SutherlandDirector
- Katherine L. KempDirector
- Martin S. HorneDirector
- Charlotte M. PhillipsDirector
- Nicholas E. EvansChief Compliance Officer
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Barings Securities LLC.
- Barings Securities LLC ↗CRD 36929
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, May 2026
Its Form ADV brochure (filed March 2026) names Barings Securities as the broker-dealer its advisers are registered with.
Certain employees of Barings and its affiliates are registered representatives of Barings Securities.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | 11 | $17B | 78% |
| Pooled investment vehicles | 12 | $3.2B | 14% |
| Pension and profit sharing plans | 8 | $766M | 3% |
| Investment companies | 11 | $585M | 3% |
| Business development companies | 3 | $554M | 2% |
| Banking or thrift institutions | 1 | $2M | <1% |
| Corporations or other businesses | 1 | $0M | 0% |
Private funds
Baring International Investment LTD reports 1 private funds with $1.7B in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Baring International Investment LTD answers yes to 8 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗barings.com ↗
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The full record on Baring International Investment LTD
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 398 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Baring International Investment LTD manage?
Baring International Investment LTD reports $22.6 billion in regulatory assets under management across 47 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 30, 2026.
What kind of firm is Baring International Investment LTD?
Baring International Investment LTD is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are Baring International Investment LTD’s clients?
By assets, its largest client types are insurance companies ($17.5 billion, 11 clients); pooled investment vehicles ($3.2 billion, 12 clients); pension and profit sharing plans ($766 million, 8 clients).
Does Baring International Investment LTD manage private funds?
Yes. It reports 1 private funds with $1.7 billion in gross assets, including other private funds.
Does Baring International Investment LTD have any disciplinary history?
Baring International Investment LTD answers yes to 8 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Baring International Investment LTD’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →