Broker-dealer firm · New York, NY
Baird Strategas LLC
SEC-registered investment adviser · CRD 149326 · SEC 801-116875
At a glance
Baird Strategas LLC is an SEC-registered investment adviser based in New York, New York, with $0 in regulatory assets under management as of its Form ADV filed July 15, 2026. By Form ADV it is a broker-dealer firm, ranked 379th of 391 broker-dealer firms and 16,615th of 17,210 SEC-registered advisers by assets.
Main office 212-906-0130bairdstrategas.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among broker-dealer firms
- #379 of 391
- Rank among all SEC RIAs
- #16,615 of 17,210
- Rank in New York
- #2,508 of 2,591
- Clients
- 490
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 50
- Advisory staff
- 15
- Offices
- 2
Owners and executives on its Form ADV
- Jason Richard TrennertChairman / CEO
- Nicholas Gregory BohnsackPresident / COO
- Donald James RissmillerVice Chairman / Principal
- Michael A TotoroChief Technology Officer
- Eileen Margaret GabayChief Operating Officer
- Steven Gregory BoothDirector
- Jon A LangenfeldDirector
- Dannell Wayne AnthonyFinop, Director of Finance
- Sofia LogueChief Compliance Officer
Custody and brokerage
Custodian
Baird Strategas LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Baird Strategas LLC is a hybrid RIA: 49 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Robert W. Baird & Co. Incorporated and Robert W. Baird Limited.
- Robert W. Baird & Co. Incorporated ↗CRD 8158
- Robert W. Baird Limited
Its Form ADV brochure (filed July 2026) names Strategas Securities as the broker-dealer its advisers are registered with.
Strategas is under common control with SAM, an SEC-registered investment adviser, and SAM’s officers and employees are also associated with Strategas.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Banking or thrift institutions | 26 | $0M | – |
| Pooled investment vehicles | 19 | $0M | – |
| Pension and profit sharing plans | 6 | $0M | – |
| Charitable organizations | 7 | $0M | – |
| State or municipal government entities | 9 | $0M | – |
| Other investment advisers | 414 | $0M | – |
| Insurance companies | 6 | $0M | – |
| Sovereign wealth funds and foreign official institutions | 2 | $0M | – |
| Corporations or other businesses | 1 | $0M | – |
Disciplinary disclosures
Baird Strategas LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Other services
How it’s paid
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗bairdstrategas.com ↗
AtlasMembers
The full record on Baird Strategas LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 28 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Baird Strategas LLC manage?
Baird Strategas LLC reports $0 in regulatory assets under management, on its Form ADV filed July 15, 2026.
What kind of firm is Baird Strategas LLC?
Baird Strategas LLC is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Baird Strategas LLC’s clients?
By assets, its largest client types are banking or thrift institutions ($0, 26 clients); pooled investment vehicles ($0, 19 clients); pension and profit sharing plans ($0, 6 clients).
Does Baird Strategas LLC have any disciplinary history?
Baird Strategas LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Baird Strategas LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-15), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →