Asset manager · Bala Cynwyd, PA
AWH Financial, LLC
SEC-registered investment adviser · CRD 285183 · SEC 801-128902
At a glance
AWH Financial, LLC is an SEC-registered investment adviser based in Bala Cynwyd, Pennsylvania, with $0 in regulatory assets under management as of its Form ADV filed March 11, 2026. It reports 7 individual clients. By Form ADV it is a asset manager, ranked 2,678th of 3,218 asset managers and 16,660th of 17,210 SEC-registered advisers by assets.
Main office 610-660-4283As filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #2,678 of 3,218
- Rank among all SEC RIAs
- #16,660 of 17,210
- Rank in Pennsylvania
- #551 of 564
- Individual clients
- 7
- High-net-worth clients
- 0
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 65
- Advisory staff
- 63
- Offices
- 31
Owners and executives on its Form ADV
- Keith S. MarloweManaging Member and Chief Compliance Officer
- Gregory H. WilsonManaging Member
Custody and brokerage
Custodian
AWH Financial, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
AWH Financial, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Equitable Advisors as the broker-dealer its advisers are registered with.
Wilson, is a registered representative of Equitable Advisors.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 7 | $0M | – |
Disciplinary disclosures
AWH Financial, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Selecting other advisers
How it’s paid
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on AWH Financial, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 626 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does AWH Financial, LLC manage?
AWH Financial, LLC reports $0 in regulatory assets under management, on its Form ADV filed March 11, 2026.
What kind of firm is AWH Financial, LLC?
AWH Financial, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are AWH Financial, LLC’s clients?
By assets, its largest client types are individuals ($0, 7 clients).
Does AWH Financial, LLC have any disciplinary history?
AWH Financial, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is AWH Financial, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-11), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →