Wealth manager, independent · Holladay, UT
Athos Private Wealth LLC
SEC-registered investment adviser · CRD 309862 · SEC 801-127736
At a glance
Athos Private Wealth LLC is an SEC-registered investment adviser based in Holladay, Utah, with $268 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 117 individual clients. By Form ADV it is a wealth manager, ranked 4,755th of 8,915 wealth managers and 10,736th of 17,210 SEC-registered advisers by assets.
Main office 435-252-1099athoswealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $268M
- Rank among wealth managers
- #4,755 of 8,915
- Rank among all SEC RIAs
- #10,736 of 17,210
- Rank in Utah
- #95 of 151
- Individual clients
- 117
- High-net-worth clients
- 75
- Accounts
- 928
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Robert K. ShattuckChief Executive Officer,chief Compliance Officer, Managing Partner
- Christina RiceHead of Private Investments & Compliance
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 75 | $175M | 65% |
| Pooled investment vehicles | 29 | $77M | 29% |
| Individuals | 42 | $17M | 6% |
Private funds
Athos Private Wealth LLC reports 29 private funds with $77M in gross assets: private equity funds, venture capital funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Athos Private Wealth LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗athoswealth.com ↗
AtlasMembers
The full record on Athos Private Wealth LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 6,445 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Athos Private Wealth LLC manage?
Athos Private Wealth LLC reports $268 million in regulatory assets under management across 928 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Athos Private Wealth LLC?
Athos Private Wealth LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Athos Private Wealth LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($175 million, 75 clients); pooled investment vehicles ($77 million, 29 clients); individuals ($17 million, 42 clients).
Does Athos Private Wealth LLC manage private funds?
Yes. It reports 29 private funds with $77 million in gross assets, including private equity funds, venture capital funds, other private funds.
Does Athos Private Wealth LLC have any disciplinary history?
Athos Private Wealth LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Athos Private Wealth LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →