Asset manager · New York, NY
Asset Management One USA Inc.
SEC-registered investment adviser · CRD 108982 · SEC 801-54930
At a glance
Asset Management One USA Inc. is an SEC-registered investment adviser based in New York, New York, with $2.9 billion in regulatory assets under management as of its Form ADV filed May 29, 2026. Its largest client group by assets is insurance companies. By Form ADV it is a asset manager, ranked 897th of 3,218 asset managers and 2,886th of 17,210 SEC-registered advisers by assets.
Main office 212-350-7650am-one-usa.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.9B
- Rank among asset managers
- #897 of 3,218
- Rank among all SEC RIAs
- #2,886 of 17,210
- Rank in New York
- #701 of 2,591
- Clients
- 7
- Accounts
- 15
- Discretionary
- 100% of AUM
- Employees
- 32
- Advisory staff
- 18
- Offices
- 1
Owners and executives on its Form ADV
- Sugio N. SuzukiDirector
- Shinjiro N. NozakiDirector, President & CEO
- Kristin R. WillChief Compliance Officer
- Michael PodevynGeneral Counsel
- Naoyuki FujiwaraExecutive Vice President
- Yoichiro KurodaDirector
Custody and brokerage
Custodian
- Mufg Alternative Fund Services (cayman) Limited$2.3B
Other RIAs using Mufg Alternative Fund Services (cayman) Limited
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Greenhill & Co., LLC, Mizuho Securities Co., LTD. and Mizuho Securities USA LLC.
- Greenhill & Co., LLC ↗CRD 40290
- Mizuho Securities Co., LTD.
- Mizuho Securities USA LLC ↗CRD 19647
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | 1 | $2.3B | 78% |
| Other investment advisers | 1 | $453M | 16% |
| Pooled investment vehicles | 5 | $191M | 7% |
Private funds
Asset Management One USA Inc. reports 4 private funds with $133M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Asset Management One USA Inc. answers yes to 5 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Other
Form ADV and brochures on the SEC’s adviser search ↗am-one-usa.com ↗
AtlasMembers
The full record on Asset Management One USA Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 830 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Asset Management One USA Inc. manage?
Asset Management One USA Inc. reports $2.9 billion in regulatory assets under management across 15 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 29, 2026.
What kind of firm is Asset Management One USA Inc.?
Asset Management One USA Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are Asset Management One USA Inc.’s clients?
By assets, its largest client types are insurance companies ($2.3 billion, 1 clients); other investment advisers ($453 million, 1 clients); pooled investment vehicles ($191 million, 5 clients).
Does Asset Management One USA Inc. manage private funds?
Yes. It reports 4 private funds with $133 million in gross assets, including hedge funds.
Does Asset Management One USA Inc. have any disciplinary history?
Asset Management One USA Inc. answers yes to 5 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Asset Management One USA Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →