Wealth manager, independent · Medfield, MA
Ashwood Advisors
Ashwood Advisors, LLC · SEC-registered investment adviser · CRD 128811 · SEC 801-136062
At a glance
Ashwood Advisors is an SEC-registered investment adviser based in Medfield, Massachusetts, with $127 million in regulatory assets under management as of its Form ADV filed June 30, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 110 individual clients. By Form ADV it is a wealth manager, ranked 7,505th of 8,915 wealth managers and 14,472nd of 17,210 SEC-registered advisers by assets.
Main office 508-359-9442geremiainvestments.comAs filed on Form ADV
- Regulatory AUM
- $127M
- Rank among wealth managers
- #7,505 of 8,915
- Rank among all SEC RIAs
- #14,472 of 17,210
- Rank in Massachusetts
- #565 of 627
- Individual clients
- 110
- High-net-worth clients
- 20
- Accounts
- 195
- Discretionary
- 56% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 4
Owners and executives on its Form ADV
- Stephen A. GeremiaManaging Member, Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Ashwood Advisors is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed June 2026) names Commonwealth Financial Network, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Several of our management persons are registered representatives of an unaffiliated broker- dealer, Commonwealth Financial Network® (“Commonwealth”), member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 20 | $95M | 75% |
| Individuals | 90 | $32M | 25% |
Disciplinary disclosures
Ashwood Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗geremiainvestments.com ↗
AtlasMembers
The full record on Ashwood Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 4,930 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Ashwood Advisors manage?
Ashwood Advisors reports $127 million in regulatory assets under management across 195 accounts, 56% of it on a discretionary basis, on its Form ADV filed June 30, 2026.
What kind of firm is Ashwood Advisors?
Ashwood Advisors is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Ashwood Advisors’s clients?
By assets, its largest client types are high-net-worth individuals ($95 million, 20 clients); individuals ($32 million, 90 clients).
Does Ashwood Advisors have any disciplinary history?
Ashwood Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Ashwood Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →