Asset manager · Kingston, PA
Asco Financial Group, Inc.
SEC-registered investment adviser · CRD 124395 · SEC 801-61809
At a glance
Asco Financial Group, Inc. is an SEC-registered investment adviser based in Kingston, Pennsylvania, with $173 million in regulatory assets under management as of its Form ADV filed March 5, 2026. Its largest client group by assets is state or municipal government entities. By Form ADV it is a asset manager, ranked 2,171st of 3,218 asset managers and 12,979th of 17,210 SEC-registered advisers by assets.
Main office 570-714-0720ascofinancial.comAs filed on Form ADV
- Regulatory AUM
- $173M
- Rank among asset managers
- #2,171 of 3,218
- Rank among all SEC RIAs
- #12,979 of 17,210
- Rank in Pennsylvania
- #461 of 564
- Clients
- 61
- Accounts
- 63
- Discretionary
- 0% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Maria A WilliamsonCorporate Secretary
- Jerome J. McHalePresident, Chief Compliance Officer, Treasurer
Custody and brokerage
Broker-dealer
Hybrid RIA
Asco Financial Group, Inc. is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Its Form ADV brochure (filed March 2026) names FSC Securities as the broker-dealer its advisers are registered with.
Commissionable Securities Sales In order to sell securities for a commission, our supervised persons are registered representatives of FSC Securities Corporation (“FSC”) , member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | 61 | $171M | 99% |
| Pension and profit sharing plans | – | $2M | 1% |
Disciplinary disclosures
Asco Financial Group, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗ascofinancial.com ↗
AtlasMembers
The full record on Asco Financial Group, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 761 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Asco Financial Group, Inc. manage?
Asco Financial Group, Inc. reports $173 million in regulatory assets under management across 63 accounts, on its Form ADV filed March 5, 2026.
What kind of firm is Asco Financial Group, Inc.?
Asco Financial Group, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Asco Financial Group, Inc.’s clients?
By assets, its largest client types are state or municipal government entities ($171 million, 61 clients); pension and profit sharing plans ($2 million).
Does Asco Financial Group, Inc. have any disciplinary history?
Asco Financial Group, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Asco Financial Group, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-05), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →