Broker-dealer firm · St Petersburg, FL
Amuni Financial, Inc.
SEC-registered investment adviser · CRD 8365 · SEC 801-120481
At a glance
Amuni Financial, Inc. is an SEC-registered investment adviser based in St Petersburg, Florida, with $195 million in regulatory assets under management as of its Form ADV filed March 12, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 283 individual clients. By Form ADV it is a broker-dealer firm, ranked 288th of 391 broker-dealer firms and 12,368th of 17,210 SEC-registered advisers by assets.
Main office 727-825-0522amuni.comAs filed on Form ADV
- Regulatory AUM
- $195M
- Rank among broker-dealer firms
- #288 of 391
- Rank among all SEC RIAs
- #12,368 of 17,210
- Rank in Florida
- #758 of 1,090
- Individual clients
- 283
- High-net-worth clients
- 60
- Accounts
- 454
- Discretionary
- 18% of AUM
- Employees
- 21
- Advisory staff
- 12
- Offices
- 2
Owners and executives on its Form ADV
- Mark Kevin DonohueSR. Vice President
- Michael Cooper PetagnaPresident and Chief Compliance Officer
- Jared B AbelmanSR. Vice President
- Stephen Charles AbelmanSenior Trader
- Emily Ruth KnightonChief Financial Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Amuni Financial, Inc. is a hybrid RIA: 21 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 60 | $104M | 53% |
| Individuals | 223 | $90M | 46% |
| Corporations or other businesses | – | $1M | <1% |
Disciplinary disclosures
Amuni Financial, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗amuni.com ↗
AtlasMembers
The full record on Amuni Financial, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 147 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Amuni Financial, Inc. manage?
Amuni Financial, Inc. reports $195 million in regulatory assets under management across 454 accounts, 18% of it on a discretionary basis, on its Form ADV filed March 12, 2026.
What kind of firm is Amuni Financial, Inc.?
Amuni Financial, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Amuni Financial, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($104 million, 60 clients); individuals ($90 million, 223 clients); corporations or other businesses ($839,000).
Does Amuni Financial, Inc. have any disciplinary history?
Amuni Financial, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Amuni Financial, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →