Asset manager · Miami, FL
Allaria Asset Management, LLC
SEC-registered investment adviser · CRD 287513 · SEC 801-125025
At a glance
Allaria Asset Management, LLC is an SEC-registered investment adviser based in Miami, Florida, with $180 million in regulatory assets under management as of its Form ADV filed April 28, 2026. Its largest client group by assets is corporations or other businesses. By Form ADV it is a asset manager, ranked 2,157th of 3,218 asset managers and 12,789th of 17,210 SEC-registered advisers by assets.
Main office 786-686-5400allariasecurities.comAs filed on Form ADV
- Regulatory AUM
- $180M
- Rank among asset managers
- #2,157 of 3,218
- Rank among all SEC RIAs
- #12,789 of 17,210
- Rank in Florida
- #791 of 1,090
- Clients
- 15
- Accounts
- 19
- Discretionary
- 60% of AUM
- Employees
- 6
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Gustavo A. GueriniChief Executive Officer
- Francisco M. SussiniChief Investments Officer
- Bernarda SantosChief Compliance Officer
Custody and brokerage
4 custodians
- Interactive Brokers$62M36%
- J.P. Morgan$50M29%
- BNY Pershing$40M23%
- UBS$21M12%
Other RIAs using Interactive BrokersOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Allaria Asset Management, LLC is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Allaria S.A., Allaria Securities, LLC, Inversiones Del RIO De La Plata Casa De Valores S.A. and RIO De La Plata Agente De Valores S.A..
- Allaria S.A.
- Allaria Securities, LLC ↗CRD 286504
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, April 2026
- Inversiones Del RIO De La Plata Casa De Valores S.A.
- RIO De La Plata Agente De Valores S.A.
Its Form ADV brochure (filed April 2026) names Allaria Securities as the broker-dealer its advisers are registered with.
AAM’s Chief Executive Off icer is currently registered and dually associated with Allaria Securities.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 15 | $176M | 98% |
| Individuals | – | $4M | 2% |
Disciplinary disclosures
Allaria Asset Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗allariasecurities.com ↗
AtlasMembers
The full record on Allaria Asset Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 774 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Allaria Asset Management, LLC manage?
Allaria Asset Management, LLC reports $180 million in regulatory assets under management across 19 accounts, 60% of it on a discretionary basis, on its Form ADV filed April 28, 2026.
What kind of firm is Allaria Asset Management, LLC?
Allaria Asset Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Allaria Asset Management, LLC’s clients?
By assets, its largest client types are corporations or other businesses ($176 million, 15 clients); individuals ($4 million).
Does Allaria Asset Management, LLC have any disciplinary history?
Allaria Asset Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Allaria Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →