Broker-dealer firm · Green Brook, NJ
Aca/prudent Investors Planning Corporation
SEC-registered investment adviser · CRD 47798 · SEC 801-56596
At a glance
Aca/prudent Investors Planning Corporation is an SEC-registered investment adviser based in Green Brook, New Jersey, with $351 million in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is individuals, and it reports 880 individual clients. By Form ADV it is a broker-dealer firm, ranked 231st of 391 broker-dealer firms and 9,392nd of 17,210 SEC-registered advisers by assets.
Main office 732-926-1100As filed on Form ADV
- Regulatory AUM
- $351M
- Rank among broker-dealer firms
- #231 of 391
- Rank among all SEC RIAs
- #9,392 of 17,210
- Rank in New Jersey
- #215 of 392
- Individual clients
- 880
- High-net-worth clients
- 70
- Accounts
- 1,509
- Discretionary
- 0% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Alan Craig AchtelPresident / CCO, PFO, POO
- Robyn Sue GoldsteinVice President
Custody and brokerage
Custodian
Aca/prudent Investors Planning Corporation’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Aca/prudent Investors Planning Corporation is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 810 | $183M | 52% |
| High-net-worth individuals | 70 | $168M | 48% |
Disciplinary disclosures
Aca/prudent Investors Planning Corporation reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Market timing
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Aca/prudent Investors Planning Corporation
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 163 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Aca/prudent Investors Planning Corporation manage?
Aca/prudent Investors Planning Corporation reports $351 million in regulatory assets under management across 1,509 accounts, on its Form ADV filed March 26, 2026.
What kind of firm is Aca/prudent Investors Planning Corporation?
Aca/prudent Investors Planning Corporation is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Aca/prudent Investors Planning Corporation’s clients?
By assets, its largest client types are individuals ($183 million, 810 clients); high-net-worth individuals ($168 million, 70 clients).
Does Aca/prudent Investors Planning Corporation have any disciplinary history?
Aca/prudent Investors Planning Corporation reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Aca/prudent Investors Planning Corporation’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →