Wealth manager, independent · New York, NY
Abernathy Group II LLC
SEC-registered investment adviser · CRD 152401 · SEC 801-71255
At a glance
Abernathy Group II LLC is an SEC-registered investment adviser based in New York, New York, with $80 million in regulatory assets under management as of its Form ADV filed March 4, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 33 individual clients. By Form ADV it is a wealth manager, ranked 8,388th of 8,915 wealth managers and 15,626th of 17,210 SEC-registered advisers by assets.
Main office 212-293-3499abernathydaley401k.comAs filed on Form ADV
- Regulatory AUM
- $80M
- Rank among wealth managers
- #8,388 of 8,915
- Rank among all SEC RIAs
- #15,626 of 17,210
- Rank in New York
- #2,242 of 2,591
- Individual clients
- 33
- High-net-worth clients
- 19
- Accounts
- 94
- Discretionary
- 97% of AUM
- Employees
- 4
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Edward F. CoyleChief Compliance Officer
- Steven H. AbernathyManaging Member
Custody and brokerage
Broker-dealer
Hybrid RIA
Abernathy Group II LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed January 2026) names Dinosaur Financial Group, L.l.c, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
ebra LeMoine are registered representatives of an unaffiliated broker -dealer, Dinosaur Financial Group DBA APB Financial Group “Dinosaur Financial” and may receive commissions the sale of securities or other investment products, including
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 19 | $73M | 91% |
| Pooled investment vehicles | 1 | $4M | 5% |
| Individuals | 14 | $3M | 4% |
Private funds
Abernathy Group II LLC reports 1 private funds with $4M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Abernathy Group II LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting
- Periodicals or newsletters
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗abernathydaley401k.com ↗
AtlasMembers
The full record on Abernathy Group II LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 3,554 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Abernathy Group II LLC manage?
Abernathy Group II LLC reports $80 million in regulatory assets under management across 94 accounts, 97% of it on a discretionary basis, on its Form ADV filed March 4, 2026.
What kind of firm is Abernathy Group II LLC?
Abernathy Group II LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Abernathy Group II LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($73 million, 19 clients); pooled investment vehicles ($4 million, 1 clients); individuals ($3 million, 14 clients).
Does Abernathy Group II LLC manage private funds?
Yes. It reports 1 private funds with $4 million in gross assets, including hedge funds.
Does Abernathy Group II LLC have any disciplinary history?
Abernathy Group II LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Abernathy Group II LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →