Wealth manager, independent · Plantation, FL
Abacus Capital Advisors
Abacus Capital Advisors LLC · SEC-registered investment adviser · CRD 309295 · SEC 801-132208
At a glance
Abacus Capital Advisors is an SEC-registered investment adviser based in Plantation, Florida, with $120 million in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is individuals, and it reports 48 individual clients. By Form ADV it is a wealth manager, ranked 7,731st of 8,915 wealth managers and 14,749th of 17,210 SEC-registered advisers by assets.
Main office 954-361-4210abacuscapitaladvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $120M
- Rank among wealth managers
- #7,731 of 8,915
- Rank among all SEC RIAs
- #14,749 of 17,210
- Rank in Florida
- #936 of 1,090
- Individual clients
- 48
- High-net-worth clients
- 25
- Accounts
- 80
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Mauro FermanCEO / CCO
Custody and brokerage
2 custodians
- Interactive Brokers$84M85%
- BNY Pershing$15M15%
Other RIAs using Interactive BrokersOther multi-custodian RIAs
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 23 | $66M | 55% |
| High-net-worth individuals | 25 | $54M | 45% |
Disciplinary disclosures
Abacus Capital Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗abacuscapitaladvisors.com ↗
AtlasMembers
The full record on Abacus Capital Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 4,766 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Abacus Capital Advisors manage?
Abacus Capital Advisors reports $120 million in regulatory assets under management across 80 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Abacus Capital Advisors?
Abacus Capital Advisors is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Abacus Capital Advisors’s clients?
By assets, its largest client types are individuals ($66 million, 23 clients); high-net-worth individuals ($54 million, 25 clients).
Does Abacus Capital Advisors have any disciplinary history?
Abacus Capital Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Abacus Capital Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →