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Asset manager · Orlando, FL

Abacus Asset Management, LLC

ABL Wealth Advisors, LLC · SEC-registered investment adviser · CRD 324280 · SEC 801-129381

At a glance

Abacus Asset Management, LLC is an SEC-registered investment adviser based in Orlando, Florida, with $0 in regulatory assets under management as of its Form ADV filed April 28, 2026. By Form ADV it is a asset manager, ranked 2,745th of 3,218 asset managers and 16,729th of 17,210 SEC-registered advisers by assets.

Main office 407-358-3332abacusgm.comAs filed on Form ADV

Regulatory AUM
$0M
Rank among asset managers
#2,745 of 3,218
Rank among all SEC RIAs
#16,729 of 17,210
Rank in Florida
#1,051 of 1,090
Clients
3
Accounts
0
Discretionary
0% of AUM
Employees
9
Advisory staff
5
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Abacus Asset Management, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Abacus Asset Management, LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Regional Investment Services, Inc..

Its Form ADV brochure (filed April 2026) names Regional Investment Services as the broker-dealer its advisers are registered with.

William McCauley, who serves as the Firm’s President, is also a registered representative of Regional Investment Services, Inc.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Investment companies1$0M–
Pooled investment vehicles2$0M–

Disciplinary disclosures

Abacus Asset Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

How it’s paid

  • A percentage of assets under management

Form ADV and brochures on the SEC’s adviser search ↗abacusgm.com ↗

AtlasMembers

The full record on Abacus Asset Management, LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 2 years of filings
Locked
Growth over one, three and five years
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Rank against 626 peers of its type and size
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Owners and executives, with titles and stakes
5 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
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Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Abacus Asset Management, LLC manage?

Abacus Asset Management, LLC reports $0 in regulatory assets under management, on its Form ADV filed April 28, 2026.

What kind of firm is Abacus Asset Management, LLC?

Abacus Asset Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.

Who are Abacus Asset Management, LLC’s clients?

By assets, its largest client types are investment companies ($0, 1 clients); pooled investment vehicles ($0, 2 clients).

Does Abacus Asset Management, LLC have any disciplinary history?

Abacus Asset Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Abacus Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →