Wealth manager, independent · Colorado Springs, CO
56 Capital Partners, LTD
SEC-registered investment adviser · CRD 290938 · SEC 801-135955
At a glance
56 Capital Partners, LTD is an SEC-registered investment adviser based in Colorado Springs, Colorado, with $113 million in regulatory assets under management as of its Form ADV filed June 12, 2026. Its largest client group by assets is individuals, and it reports 260 individual clients. By Form ADV it is a wealth manager, ranked 7,919th of 8,915 wealth managers and 14,981st of 17,210 SEC-registered advisers by assets.
Main office 719-418-377356capitalpartners.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $113M
- Rank among wealth managers
- #7,919 of 8,915
- Rank among all SEC RIAs
- #14,981 of 17,210
- Rank in Colorado
- #318 of 359
- Individual clients
- 260
- High-net-worth clients
- 36
- Accounts
- 546
- Discretionary
- 73% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Derek J. MartinManaging Member/chief Compliance Officer
- Erin R. WatkinsChief Operations Officer
Custody and brokerage
2 custodians
- Interactive Brokers$70M69%
- Tiaa-Cref Individual & Institutional Services$31M31%
Other RIAs using Interactive BrokersOther multi-custodian RIAs
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 224 | $41M | 36% |
| High-net-worth individuals | 36 | $41M | 36% |
| Pension and profit sharing plans | 2 | $31M | 27% |
Disciplinary disclosures
56 Capital Partners, LTD reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗56capitalpartners.com ↗
AtlasMembers
The full record on 56 Capital Partners, LTD
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff from each filing
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- Growth over one, three and five years
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- Rank against 4,627 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does 56 Capital Partners, LTD manage?
56 Capital Partners, LTD reports $113 million in regulatory assets under management across 546 accounts, 73% of it on a discretionary basis, on its Form ADV filed June 12, 2026.
What kind of firm is 56 Capital Partners, LTD?
56 Capital Partners, LTD is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are 56 Capital Partners, LTD’s clients?
By assets, its largest client types are individuals ($41 million, 224 clients); high-net-worth individuals ($41 million, 36 clients); pension and profit sharing plans ($31 million, 2 clients).
Does 56 Capital Partners, LTD have any disciplinary history?
56 Capital Partners, LTD reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is 56 Capital Partners, LTD’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →