Private fund adviser · New York, NY
337 Frontier Capital, LP
SEC-registered investment adviser · CRD 284266 · SEC 801-108220
At a glance
337 Frontier Capital, LP is an SEC-registered investment adviser based in New York, New York, with $795 million in regulatory assets under management as of its Form ADV filed April 2, 2026. Its largest client group by assets is other. By Form ADV it is a private fund adviser, ranked 2,548th of 4,686 private fund advisers and 6,113th of 17,210 SEC-registered advisers by assets.
Main office 646-813-3351337frontier.comAs filed on Form ADV
- Regulatory AUM
- $795M
- Rank among private fund advisers
- #2,548 of 4,686
- Rank among all SEC RIAs
- #6,113 of 17,210
- Rank in New York
- #1,263 of 2,591
- Clients
- 6
- Accounts
- 6
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Darren K. SmithLimited Partner
- Johannes De BruijnLimited Partner
- Malini A. Van Den BergChief Compliance Officer / Head of Operations
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other | 1 | $336M | 42% |
| Pooled investment vehicles | 3 | $294M | 37% |
| Charitable organizations | 2 | $165M | 21% |
Private funds
337 Frontier Capital, LP reports 3 private funds with $589M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
337 Frontier Capital, LP reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗337frontier.com ↗
AtlasMembers
The full record on 337 Frontier Capital, LP
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
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- Growth over one, three and five years
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- Rank against 2,218 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does 337 Frontier Capital, LP manage?
337 Frontier Capital, LP reports $795 million in regulatory assets under management across 6 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 2, 2026.
What kind of firm is 337 Frontier Capital, LP?
337 Frontier Capital, LP is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are 337 Frontier Capital, LP’s clients?
By assets, its largest client types are other ($336 million, 1 clients); pooled investment vehicles ($294 million, 3 clients); charitable organizations ($165 million, 2 clients).
Does 337 Frontier Capital, LP manage private funds?
Yes. It reports 3 private funds with $589 million in gross assets, including other private funds.
Does 337 Frontier Capital, LP have any disciplinary history?
337 Frontier Capital, LP reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is 337 Frontier Capital, LP’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →